Form 4 for SCHW Charles Schwab Corporation
Accepted 2021-10-12 00:00:00 ET · period of report 2021-10-11 · accession 0001225208-21-013082 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2021-10-12 | 2021-10-11 | SCHW | Clark Bernard J. | EVP - Advisor Services | M - OptEx | $26.39 | +30.0K | 102.2K | +41% | +$791.1K |
| DI | 2021-10-12 | 2021-10-11 | SCHW | Clark Bernard J. | EVP - Advisor Services | S - Sale+OE | $78.16 | -30.0K | 72.3K | -29% | -$2.34M |
| D | 2021-10-12 | 2021-10-11 | SCHW | Clark Bernard J. | EVP - Advisor Services | M - OptEx | $0.00 | -30.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-11 | M | A | 29,977 | $26.39 | 102,245.81 | I by Trust | — | — | |
| 2 | Common | Common Stock | 2021-10-11 | S | D | 29,977 | $78.16 | 72,268.81 | I by Trust | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $78.00 to $78.625. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Derivative | Nonqualified Stock Option (right to buy) | 2021-10-11 | M | D | 29,977 | $0.00 | 0 | D | $26.39 · 2017-03-01 to 2026-03-01 | 29,977 Common Stock |