Form 4 for JPM JPMorgan Chase
Accepted 2021-10-15 16:16:10 ET · period of report 2021-10-14 · accession 0001225208-21-013112 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-10-15 16:16 | 2021-10-14 | JPM | DIMON JAMES | COB, CEO, Dir | M - OptEx | $35.61 | +562.4K | 912.2K | +161% | +$20.03M |
| D | 2021-10-15 16:16 | 2021-10-14 | JPM | DIMON JAMES | COB, CEO, Dir | F - Tax | $162.03 | -375.4K | 536.8K | -41% | -$60.83M |
| D | 2021-10-15 16:16 | 2021-10-14 | JPM | DIMON JAMES | COB, CEO, Dir | M - OptEx | $0.00 | -562.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-14 | M | A | 562,430 | $35.61 | 912,186 | D | — | — | |
| 2 | Common | Common Stock | 2021-10-14 | F | D | 375,403 | $162.03 | 536,783 | D | — | — | |
| 3 | Derivative | Stock Appreciation Rights | 2021-10-14 | M | D | 562,430 | $0.00 | 0 | D | $35.61 · — to 2022-01-18 | 562,430 Common Stock | (F2) Exercise of SARs pursuant to 10b5-1 Plan dated August 9, 2021 (F3) Stock appreciation rights granted on January 18, 2012, which have a ten-year term, became exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date. |