Form 4 for SCHW Charles Schwab Corporation
Accepted 2021-10-19 00:00:00 ET · period of report 2021-10-19 · accession 0001225208-21-013193 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-10-19 | 2021-10-19 | SCHW | Bettinger Walter W | CEO, Dir | M - OptEx | $30.17 | +245.2K | 453.2K | +118% | +$7.40M |
| D | 2021-10-19 | 2021-10-19 | SCHW | Bettinger Walter W | CEO, Dir | S - Sale+OE | $81.12 | -245.2K | 207.9K | -54% | -$19.89M |
| D | 2021-10-19 | 2021-10-19 | SCHW | Bettinger Walter W | CEO, Dir | M - OptEx | $0.00 | -245.2K | 206.0K | -54% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-19 | M | A | 245,239 | $30.17 | 453,153.02 | D | — | — | |
| 2 | Common | Common Stock | 2021-10-19 | S | D | 245,239 | $81.12 | 207,914.02 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $80.68 to $81.605. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Derivative | Nonqualified Stock Option (right to buy) | 2021-10-19 | M | D | 245,239 | $0.00 | 206,025 | D | $30.17 · 2016-03-02 to 2025-03-02 | 245,239 Common Stock |