Form 4 for SCHW Charles Schwab Corporation
Accepted 2021-10-21 00:00:00 ET · period of report 2021-10-20 · accession 0001225208-21-013208 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-10-21 | 2021-10-20 | SCHW | Bettinger Walter W | CEO, Dir | S - Sale+OE | $81.19 | -206.0K | 207.9K | -50% | -$16.73M |
| D | 2021-10-21 | 2021-10-20 | SCHW | Bettinger Walter W | CEO, Dir | M - OptEx | $30.17 | +206.0K | 413.9K | +99% | +$6.22M |
| D | 2021-10-21 | 2021-10-20 | SCHW | Bettinger Walter W | CEO, Dir | M - OptEx | $0.00 | -206.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-20 | S | D | 206,025 | $81.19 | 207,914.02 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $80.80 to $81.79. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2021-10-20 | M | A | 206,025 | $30.17 | 413,939.02 | D | — | — | |
| 3 | Derivative | Nonqualified Stock Option (right to buy) | 2021-10-20 | M | D | 206,025 | $0.00 | 0 | D | $30.17 · 2016-03-02 to 2025-03-02 | 206,025 Common Stock |