Form 4 for SCHW Charles Schwab Corporation
Accepted 2021-10-25 00:00:00 ET · period of report 2021-10-22 · accession 0001225208-21-013237 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-10-25 | 2021-10-22 | SCHW | Murtagh Nigel J | EVP - Corp. Risk | S - Sale+OE | $83.26 | -28.0K | 57.5K | -33% | -$2.33M |
| D | 2021-10-25 | 2021-10-22 | SCHW | Murtagh Nigel J | EVP - Corp. Risk | M - OptEx | $26.39 | +28.0K | 85.5K | +49% | +$738.9K |
| D | 2021-10-25 | 2021-10-22 | SCHW | Murtagh Nigel J | EVP - Corp. Risk | G - Gift | $0.00 | -238.97 | 57.2K | -0.4% | $0 |
| D | 2021-10-25 | 2021-10-22 | SCHW | Murtagh Nigel J | EVP - Corp. Risk | M - OptEx | $0.00 | -28.0K | 12.9K | -68% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-22 | S | D | 28,000 | $83.26 | 57,483.83 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $83.06 to $83.425. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2021-10-22 | M | A | 28,000 | $26.39 | 85,483.83 | D | — | — | |
| 3 | Common | Common Stock | 2021-10-22 | G | D | 238.97 | $0.00 | 57,244.86 | D | — | — | |
| 4 | Derivative | Nonqualified Stock Option (right to buy) | 2021-10-22 | M | D | 28,000 | $0.00 | 12,948 | D | $26.39 · 2017-03-01 to 2026-03-01 | 28,000 Common Stock |