Form 4 for SCHW Charles Schwab Corporation
Accepted 2021-10-27 00:00:00 ET · period of report 2021-10-25 · accession 0001225208-21-013308 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-10-27 | 2021-10-25 | SCHW | Clark Bernard J. | EVP - Advisor Services | A - Grant | $0.00 | +59.9K | 59.9K | New | $0 |
| DI | 2021-10-27 | 2021-10-26 | SCHW | Clark Bernard J. | EVP - Advisor Services | S - Sale+OE | $84.00 | -28.4K | 72.3K | -28% | -$2.38M |
| DI | 2021-10-27 | 2021-10-26 | SCHW | Clark Bernard J. | EVP - Advisor Services | M - OptEx | $42.99 | +28.4K | 100.6K | +39% | +$1.22M |
| DI | 2021-10-27 | 2021-10-26 | SCHW | Clark Bernard J. | EVP - Advisor Services | M - OptEx | $0.00 | -28.4K | 28.7K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-25 | A | A | 59,931 | $0.00 | 59,931 | D by Trust | — | — | (F1) The reported holding represents grants of restricted stock units, which were granted under the company's 2004 Stock Incentive Plan and vest 25% on each of the first, second, third and fourth anniversary of the grant date. |
| 2 | Common | Common Stock | 2021-10-26 | S | D | 28,370 | $84.00 | 72,268.81 | I | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $84.00 to $84.02. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock | 2021-10-26 | M | A | 28,370 | $42.99 | 100,638.81 | I by Trust | — | — | |
| 4 | Derivative | Nonqualified Stock Option (right to buy) | 2021-10-26 | M | D | 28,370 | $0.00 | 28,670 | I by Trust | $42.99 · 2018-03-01 to 2027-03-01 | 28,370 Common Stock |