Form 4 for SCHW Charles Schwab Corporation
Accepted 2021-10-27 00:00:00 ET · period of report 2021-10-26 · accession 0001225208-21-013312 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2021-10-27 | 2021-10-26 | SCHW | MARTINETTO JOSEPH R | COO, Senior EVP | S - Sale+OE | $83.99 | -25.3K | 196.6K | -11% | -$2.12M |
| DI | 2021-10-27 | 2021-10-26 | SCHW | MARTINETTO JOSEPH R | COO, Senior EVP | M - OptEx | $42.99 | +25.3K | 221.9K | +13% | +$1.09M |
| D | 2021-10-27 | 2021-10-26 | SCHW | MARTINETTO JOSEPH R | COO, Senior EVP | M - OptEx | $0.00 | -25.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-26 | S | D | 25,255 | $83.99 | 196,620 | I by Trust | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $83.99 to $84.00. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2021-10-26 | M | A | 25,255 | $42.99 | 221,875 | I by Trust | — | — | |
| 3 | Derivative | Nonqualified Stock Option (right to buy) | 2021-10-26 | M | D | 25,255 | $0.00 | 0 | D | $42.99 · 2018-03-01 to 2027-03-01 | 25,255 Common Stock |