Form 4 for SCHW Charles Schwab Corporation
Accepted 2021-10-28 00:00:00 ET · period of report 2021-10-28 · accession 0001225208-21-013327 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2021-10-28 | 2021-10-28 | SCHW | Schwab Charles R. | COB, Dir | M - OptEx | $12.45 | +155.9K | 82.09M | +0.2% | +$1.94M |
| DI | 2021-10-28 | 2021-10-28 | SCHW | Schwab Charles R. | COB, Dir | S - Sale+OE | $81.80 | -155.9K | 81.94M | -0.2% | -$12.75M |
| D | 2021-10-28 | 2021-10-28 | SCHW | Schwab Charles R. | COB, Dir | M - OptEx | $0.00 | -155.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-28 | M | A | 155,890 | $12.45 | 82,091,214 | I by Trust | — | — | |
| 2 | Common | Common Stock | 2021-10-28 | S | D | 155,890 | $81.80 | 81,935,324 | I by Trust | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $81.55 to $82.12. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Derivative | Nonqualified Stock Option (right to buy) | 2021-10-28 | M | D | 155,890 | $0.00 | 0 | D | $12.45 · 2013-08-01 to 2022-08-01 | 155,890 Common Stock |