Form 4 for SCHW Charles Schwab Corporation
Accepted 2021-10-29 00:00:00 ET · period of report 2021-10-29 · accession 0001225208-21-013349 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2021-10-29 | 2021-10-29 | SCHW | Schwab Charles R. | COB, Dir | S - Sale+OE | $82.02 | -150.0K | 81.94M | -0.2% | -$12.30M |
| DI | 2021-10-29 | 2021-10-29 | SCHW | Schwab Charles R. | COB, Dir | M - OptEx | $13.64 | +150.0K | 82.09M | +0.2% | +$2.05M |
| D | 2021-10-29 | 2021-10-29 | SCHW | Schwab Charles R. | COB, Dir | M - OptEx | $0.00 | -150.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-29 | S | D | 150,000 | $82.02 | 81,935,324 | I by Trust | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $81.83 to $82.32. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2021-10-29 | M | A | 150,000 | $13.64 | 82,085,324 | I by Trust | — | — | |
| 3 | Derivative | Nonqualified Stock Option (right to buy) | 2021-10-29 | M | D | 150,000 | $0.00 | 0 | D | $13.64 · 2013-11-01 to 2022-11-01 | 150,000 Common Stock |