Form 4 for WTS WATTS WATER TECHNOLOGIES INC
Accepted 2021-11-12 00:00:00 ET · period of report 2021-11-08 · accession 0001225208-21-013799 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2021-11-12 | 2021-11-08 | WTS | HORNE TIMOTHY P | 10% | C - Cnv Deriv | $0.00 | +20.0K | 20.0K | New | $0 |
| DI | 2021-11-12 | 2021-11-08 | WTS | HORNE TIMOTHY P | 10% | C - Cnv Deriv | $0.00 | -20.0K | 5.00M | -0.4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-08 | C | A | 20,000 | $0.00 | 20,000 | I By Trust | — | — | (F1) Shares of Class B Common Stock are convertible into shares of Class A Common Stock on a 1-for-1 basis. (F2) The shares are held in a trust for the benefit of Tara V. Horne. The Reporting Person serves as co-trustee of this trust. |
| 2 | Derivative | Class B Common Stock | 2021-11-08 | C | D | 20,000 | $0.00 | 5,004,290 | I By Trust | — · — to — | 20,000 Class A Common Stock | (F4) Consists of the following shares of Class B Common Stock which are subject to The Amended and Restated George B. Horne Voting Trust Agreement - 1997 for which the Reporting Person serves as trustee: (i) 1,666,970 shares held in a trust for the benefit of Daniel W. Horne, (ii) 1,666,970 shares held in a trust for the benefit of Deborah Horne, (iii) 1,495,010 shares held in a trust for the benefit of Peter W. Horne, (iv) 22,600 shares held in a trust for the benefit of Tiffany Horne Noonan, (v) 113,924 shares held in a trust for the benefit of Tiffany Horne Noonan, (vi) 20,000 shares held in a trust for the benefit of Tiffany Horne Noonan, (vii) 6,447 shares held in a trust for the benefit of Kiera R. Noonan, (viii) 6,447 shares held in a trust for the benefit of Tessa R. Noonan, and (ix) 5,922 shares held in a trust for the benefit of Liv R. Noonan. (F1) Shares of Class B Common Stock are convertible into shares of Class A Common Stock on a 1-for-1 basis. (F3) All shares of Class B Common Stock were convertible into Class A Common Stock upon issuance and do not have an expiration date. |