Form 4 for BR Broadridge Financial Solutions
Accepted 2021-11-29 00:00:00 ET · period of report 2021-11-29 · accession 0001225208-21-014173 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-29 | 2021-11-29 | BR | Mayadas Vijay | Corp. VP | S - Sale+OE | $174.00 | -25.2K | 54.6K | -32% | -$4.39M |
| DM | 2021-11-29 | 2021-11-29 | BR | Mayadas Vijay | Corp. VP | M - OptEx | $71.21 | +28.8K | 50.8K | +131% | +$2.05M |
| DM | 2021-11-29 | 2021-11-29 | BR | Mayadas Vijay | Corp. VP | M - OptEx | $0.00 | -28.8K | 5,958 | -83% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-29 | S | D | 3,634 | $174.00 | 47,681.76 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-29 | M | A | 5,696 | $51.95 | 46,814.76 | D | — | — | |
| 3 | Common | Common Stock | 2021-11-29 | M | A | 6,299 | $67.32 | 41,118.76 | D | — | — | |
| 4 | Common | Common Stock | 2021-11-29 | M | A | 7,222 | $50.95 | 34,819.76 | D | — | — | |
| 5 | Common | Common Stock | 2021-11-29 | S | D | 6,134 | $174.00 | 31,225.76 | D | — | — | |
| 6 | Common | Common Stock | 2021-11-29 | S | D | 5,477 | $174.00 | 37,359.76 | D | — | — | |
| 7 | Common | Common Stock | 2021-11-29 | S | D | 4,845 | $174.00 | 42,836.76 | D | — | — | |
| 8 | Common | Common Stock | 2021-11-29 | S | D | 3,270 | $174.00 | 51,315.76 | D | — | — | |
| 9 | Common | Common Stock | 2021-11-29 | S | D | 1,848 | $174.00 | 54,585.76 | D | — | — | |
| 10 | Common | Common Stock | 2021-11-29 | M | A | 1,986 | $117.34 | 56,433.76 | D | — | — | |
| 11 | Common | Common Stock | 2021-11-29 | M | A | 3,604 | $98.31 | 54,447.76 | D | — | — | |
| 12 | Common | Common Stock | 2021-11-29 | M | A | 4,029 | $93.88 | 50,843.76 | D | — | — | |
| 13 | Derivative | Stock Option (Right to Buy) | 2021-11-29 | M | D | 6,299 | $0.00 | 0 | D | $67.32 · 2018-02-10 to 2027-02-10 | 6,299 Common Stock | |
| 14 | Derivative | Stock Option (Right to Buy) | 2021-11-29 | M | D | 4,029 | $0.00 | 1,343 | D | $93.88 · 2019-02-12 to 2028-02-12 | 4,029 Common Stock | |
| 15 | Derivative | Stock Option (Right to Buy) | 2021-11-29 | M | D | 3,604 | $0.00 | 3,604 | D | $98.31 · 2020-02-11 to 2029-02-11 | 3,604 Common Stock | |
| 16 | Derivative | Stock Option (Right to Buy) | 2021-11-29 | M | D | 7,222 | $0.00 | 0 | D | $50.95 · 2016-02-09 to 2025-02-09 | 7,222 Common Stock | |
| 17 | Derivative | Stock Option (Right to Buy) | 2021-11-29 | M | D | 5,696 | $0.00 | 0 | D | $51.95 · 2017-02-08 to 2026-02-08 | 5,696 Common Stock | |
| 18 | Derivative | Stock Option (Right to Buy) | 2021-11-29 | M | D | 1,986 | $0.00 | 5,958 | D | $117.34 · 2021-02-04 to 2030-02-04 | 1,986 Common Stock |