Form 4 for MWA Mueller Water Products, Inc.
Accepted 2021-11-29 00:00:00 ET · period of report 2021-11-27 · accession 0001225208-21-014196 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-29 | 2021-11-27 | MWA | Floyd Scott P. | SVP, General Manager | D - Sale to Iss | $14.03 | -1,298 | 14.3K | -8% | -$18.2K |
| D | 2021-11-29 | 2021-11-27 | MWA | Floyd Scott P. | SVP, General Manager | M - OptEx | $0.00 | +1,298 | 15.6K | +9% | $0 |
| D | 2021-11-29 | 2021-11-27 | MWA | Floyd Scott P. | SVP, General Manager | M - OptEx | $0.00 | -1,298 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-27 | D | D | 1,298 | $14.03 | 14,342.63 | D | — | — | (F2) Includes 8,813.63 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan. |
| 2 | Common | Common Stock | 2021-11-27 | M | A | 1,298 | $0.00 | 15,640.63 | D | — | — | (F1) Each share of phantom stock is the economic equivalent of one share of Mueller Water Products, Inc. common stock on the vesting date. Shares of phantom stock are settled solely in cash upon vesting. |
| 3 | Derivative | Phantom Stock | 2021-11-27 | M | D | 1,298 | $0.00 | 0 | D | — · — to 2021-11-27 | 1,298 Common Stock | (F3) Phantom stock granted on November 27, 2018 pursuant to the Mueller Water Products, Inc. Phantom Plan. (F4) Each share of phantom stock is the economic equivalent of one share of Mueller Water Products, Inc. common stock on the vesting date. Shares of phantom stock will be settled solely in cash upon vesting. (F5) Phantom stock awards vest annually, on a pro-rata basis, over a 3-year period. The first tranche of the award (1,298 shares) vested on November 27, 2019; the second tranche (1,298 shares) vested on November 27, 2020; and the third tranche (1,298 shares) vested on November 27, 2021. |