Form 4 for RJF Raymond James Financial
Accepted 2021-12-01 00:00:00 ET · period of report 2021-11-29 · accession 0001225208-21-014274 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-01 | 2021-11-29+ | RJF | Perry Jodi | Pres, ICD for RJFS | M - OptEx | $0.00 | +4,800 | 5,962 | +413% | $0 |
| DM | 2021-12-01 | 2021-11-29+ | RJF | Perry Jodi | Pres, ICD for RJFS | F - Tax | $100.43 | -1,168 | 5,662 | -17% | -$117.3K |
| DM | 2021-12-01 | 2021-11-29+ | RJF | Perry Jodi | Pres, ICD for RJFS | M - OptEx | $0.00 | -4,800 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-29 | M | A | 4,500 | $0.00 | 6,757 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 2 | Common | Common Stock | 2021-11-30 | F | D | 73 | $98.29 | 5,889 | D | — | — | |
| 3 | Common | Common Stock | 2021-11-30 | M | A | 300 | $0.00 | 5,962 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 4 | Common | Common Stock | 2021-11-29 | F | D | 1,095 | $100.57 | 5,662 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2021-11-29 | M | D | 4,500 | $0.00 | 3,000 | D | — · — to 2023-11-29 | 4,500 Common Stock | (F4) The RSU grant was previously reported as covering 5,000 shares awarded on November 29, 2018, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021. (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F3) RSUs vested 60% on 11/29/2021, will vest 20% on 11/29/2022, and 20% on 11/29/2023. |
| 6 | Derivative | Restricted Stock Units | 2021-11-30 | M | D | 300 | $0.00 | 0 | D | — · — to 2021-11-30 | 300 Common Stock | (F6) The RSU grant was previously reported as covering 1,000 shares awarded on November 30, 2016, of which 200 shares remained outstanding, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021. (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F5) RSUs vested 60% on 11/30/2019, 20% on 11/30/2020, and 20% on 11/30/2021. |