Form 4 for CARR Carrier Global
Accepted 2021-12-03 00:00:00 ET · period of report 2021-12-01 · accession 0001225208-21-014453 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-03 | 2021-12-01 | CARR | Nelson Christopher John | Pres, HVAC | M - OptEx | $0.00 | +1,396 | 3,026 | +86% | $0 |
| D | 2021-12-03 | 2021-12-01 | CARR | Nelson Christopher John | Pres, HVAC | F - Tax | $53.60 | -1,396 | 1,630 | -46% | -$74.8K |
| D | 2021-12-03 | 2021-12-01 | CARR | Nelson Christopher John | Pres, HVAC | M - OptEx | $0.00 | -1,396 | 32.8K | -4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-01 | M | A | 1,396 | $0.00 | 3,026 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. |
| 2 | Common | Common Stock | 2021-12-01 | F | D | 1,396 | $53.60 | 1,630 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit RSU | 2021-12-01 | M | D | 1,396 | $0.00 | 32,824 | D | — · 2023-02-04 to — | 1,396 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. (F2) The reporting person was originally granted RSUs on Feb. 4, 2020, by United Technologies Corporation (UTC), the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs. |