Form 4 for CARR Carrier Global
Accepted 2021-12-03 00:00:00 ET · period of report 2021-12-01 · accession 0001225208-21-014454 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-03 | 2021-12-01 | CARR | Goris Patrick P. | SVP, CFO | M - OptEx | $0.00 | +17.9K | 17.9K | New | $0 |
| D | 2021-12-03 | 2021-12-01 | CARR | Goris Patrick P. | SVP, CFO | F - Tax | $53.60 | -6,514 | 11.4K | -36% | -$349.2K |
| D | 2021-12-03 | 2021-12-01 | CARR | Goris Patrick P. | SVP, CFO | M - OptEx | $0.00 | -17.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-01 | M | A | 17,908 | $0.00 | 17,908 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2021-12-01 | F | D | 6,514 | $53.60 | 11,394 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit RSU | 2021-12-01 | M | D | 17,908 | $0.00 | 0 | D | — · 2021-12-01 to — | 17,908 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F2) Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. |