Form 4 for RJF Raymond James Financial
Accepted 2021-12-06 00:00:00 ET · period of report 2021-12-02 · accession 0001225208-21-014483 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-06 | 2021-12-02 | RJF | Raney Steven M | Pres, CEO RJBank | S - Sale | $96.12 | -5,000 | 52.8K | -9% | -$480.6K |
| D | 2021-12-06 | 2021-12-02 | RJF | Raney Steven M | Pres, CEO RJBank | G - Gift | $0.00 | -1,000 | 51.8K | -2% | $0 |
| D | 2021-12-06 | 2021-12-02 | RJF | Raney Steven M | Pres, CEO RJBank | A - Grant | $0.00 | +6,321 | 6,321 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-02 | S | D | 5,000 | $96.12 | 52,800 | D | — | — | (F1) Includes 63 shares of common stock acquired on December 2, 2021 pursuant to the registrant's Employee Stock Purchase Plan. |
| 2 | Common | Common Stock | 2021-12-02 | G | D | 1,000 | $0.00 | 51,800 | D | — | — | (F1) Includes 63 shares of common stock acquired on December 2, 2021 pursuant to the registrant's Employee Stock Purchase Plan. |
| 3 | Derivative | Restricted Stock Units | 2021-12-02 | A | A | 6,321 | $0.00 | 6,321 | D | — · — to 2026-11-30 | 6,321 Common Stock | (F3) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F4) RSUs vest 60% on 11/30/2024, 20% on 11/30/2025, and 20% on 11/30/2026. |