Form 4 for RJF Raymond James Financial
Accepted 2021-12-06 00:00:00 ET · period of report 2021-12-02 · accession 0001225208-21-014502 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-06 | 2021-12-06 | RJF | Catanese George | CRO | G - Gift | $0.00 | -159 | 10.2K | -2% | $0 |
| D | 2021-12-06 | 2021-12-02 | RJF | Catanese George | CRO | A - Grant | $0.00 | +3,476 | 3,476 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-06 | G | D | 159 | $0.00 | 10,175 | D | — | — | |
| 2 | Derivative | Restricted Stock Units | 2021-12-02 | A | A | 3,476 | $0.00 | 3,476 | D | — · — to 2026-11-30 | 3,476 Common Stock | (F2) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F3) RSUs vest 60% on 11/30/2024, 20% on 11/30/2025, and 20% on 11/30/2026. |