Form 4 for LMT Lockheed Martin
Accepted 2021-12-07 00:00:00 ET · period of report 2021-12-03 · accession 0001225208-21-014591 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-07 | 2021-12-03 | LMT | St John Frank A | COO | M - OptEx | $0.00 | +508 | 199.41 | New | $0 |
| D | 2021-12-07 | 2021-12-03 | LMT | St John Frank A | COO | F - Tax | $333.81 | -508 | 0.41 | -100% | -$169.6K |
| DM | 2021-12-07 | 2021-12-03 | LMT | St John Frank A | COO | M - OptEx | — | -508 | 3,707 | -12% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-03 | M | A | 5 | $0.00 | 508.41 | D | — | — | (F4) Represents the accelerated vesting of shares received upon the conversion of a portion of restricted stock units (RSUs) granted on July 27, 2020, with a value equal to the tax withholding obligation for the retirement-eligible reporting person and disposition to the Issuer of such shares to satisfy the reporting person's tax withholding obligation, which transactions are exempt under Rule 16b-3. The balance of the RSUs remain subject to continued vesting. |
| 2 | Common | Common Stock | 2021-12-03 | F | D | 508 | $333.81 | 0.41 | D | — | — | (F5) Disposition to the Issuer of shares to satisfy the reporting person's tax withholding obligation upon vesting and settlement of stock units which is exempt under Rule 16b-3. (F6) End of period holdings include additional acquisitions through dividend reinvestment. |
| 3 | Common | Common Stock | 2021-12-03 | M | A | 145 | $0.00 | 503.41 | D | — | — | (F3) Represents the accelerated vesting of shares received upon the conversion of a portion of restricted stock units (RSUs) granted on February 27, 2020, with a value equal to the tax withholding obligation for the retirement-eligible reporting person and disposition to the Issuer of such shares to satisfy the reporting person's tax withholding obligation, which transactions are exempt under Rule 16b-3. The balance of the RSUs remain subject to continued vesting. |
| 4 | Common | Common Stock | 2021-12-03 | M | A | 159 | $0.00 | 358.41 | D | — | — | (F2) Represents the accelerated vesting of shares received upon the conversion of a portion of restricted stock units (RSUs) granted on February 21, 2019, with a value equal to the tax withholding obligation for the retirement-eligible reporting person and disposition to the Issuer of such shares to satisfy the reporting person's tax withholding obligation, which transactions are exempt under Rule 16b-3. The balance of the RSUs remain subject to continued vesting. |
| 5 | Common | Common Stock | 2021-12-03 | M | A | 199 | $0.00 | 199.41 | D | — | — | (F1) Represents the accelerated vesting of shares received upon the conversion of a portion of restricted stock units (RSUs) granted on February 25, 2021, with a value equal to the tax withholding obligation for the retirement-eligible reporting person and disposition to the Issuer of such shares to satisfy the reporting person's tax withholding obligation, which transactions are exempt under Rule 16b-3. The balance of the RSUs remain subject to continued vesting. |
| 6 | Derivative | Restricted Stock Units | 2021-12-03 | M | D | 199 | — | 4,629 | D | — · — to 2024-02-25 | 199 Common Stock | (F1) Represents the accelerated vesting of shares received upon the conversion of a portion of restricted stock units (RSUs) granted on February 25, 2021, with a value equal to the tax withholding obligation for the retirement-eligible reporting person and disposition to the Issuer of such shares to satisfy the reporting person's tax withholding obligation, which transactions are exempt under Rule 16b-3. The balance of the RSUs remain subject to continued vesting. (F8) Each restricted stock unit represents a contingent right to receive one share of LMT common stock. |
| 7 | Derivative | Restricted Stock Units | 2021-12-03 | M | D | 5 | — | 112 | D | — · — to 2023-07-27 | 5 Common Stock | (F4) Represents the accelerated vesting of shares received upon the conversion of a portion of restricted stock units (RSUs) granted on July 27, 2020, with a value equal to the tax withholding obligation for the retirement-eligible reporting person and disposition to the Issuer of such shares to satisfy the reporting person's tax withholding obligation, which transactions are exempt under Rule 16b-3. The balance of the RSUs remain subject to continued vesting. (F8) Each restricted stock unit represents a contingent right to receive one share of LMT common stock. |
| 8 | Derivative | Restricted Stock Units | 2021-12-03 | M | D | 145 | — | 3,365 | D | — · — to 2023-02-27 | 145 Common Stock | (F3) Represents the accelerated vesting of shares received upon the conversion of a portion of restricted stock units (RSUs) granted on February 27, 2020, with a value equal to the tax withholding obligation for the retirement-eligible reporting person and disposition to the Issuer of such shares to satisfy the reporting person's tax withholding obligation, which transactions are exempt under Rule 16b-3. The balance of the RSUs remain subject to continued vesting. (F8) Each restricted stock unit represents a contingent right to receive one share of LMT common stock. |
| 9 | Derivative | Restricted Stock Units | 2021-12-03 | M | D | 159 | — | 3,707 | D | — · — to 2022-02-21 | 159 Common Stock | (F2) Represents the accelerated vesting of shares received upon the conversion of a portion of restricted stock units (RSUs) granted on February 21, 2019, with a value equal to the tax withholding obligation for the retirement-eligible reporting person and disposition to the Issuer of such shares to satisfy the reporting person's tax withholding obligation, which transactions are exempt under Rule 16b-3. The balance of the RSUs remain subject to continued vesting. (F8) Each restricted stock unit represents a contingent right to receive one share of LMT common stock. |