Form 4 for AZO AutoZone
Accepted 2021-12-10 00:00:00 ET · period of report 2021-12-08 · accession 0001225208-21-014795 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-10 | 2021-12-08 | AZO | Newbern Thomas B | Exec. VP | S - Sale+OE | $1,970.21 | -6,036 | 13.7K | -31% | -$11.89M |
| DM | 2021-12-10 | 2021-12-08 | AZO | Newbern Thomas B | Exec. VP | M - OptEx | $722.09 | +12.8K | 16.1K | +399% | +$9.27M |
| DM | 2021-12-10 | 2021-12-08 | AZO | Newbern Thomas B | Exec. VP | M - OptEx | $0.00 | -12.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-08 | S | D | 6 | $2,006.40 | 16,041.05 | D | — | — | (F1) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,006.26 - $2,007.11 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 2 | Common | Common Stock | 2021-12-08 | S | D | 437 | $1,973.90 | 10,521.05 | D | — | — | (F21) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,973.17-$1,974.01 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 3 | Common | Common Stock | 2021-12-08 | S | D | 396 | $1,990.14 | 10,958.05 | D | — | — | (F20) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,989.40-$1,990.24 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 4 | Common | Common Stock | 2021-12-08 | S | D | 394 | $1,956.04 | 11,354.05 | D | — | — | (F19) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,955.96-$1,956.11 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 5 | Common | Common Stock | 2021-12-08 | S | D | 389 | $1,969.22 | 11,748.05 | D | — | — | (F18) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,968.91-$1,969.51 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 6 | Common | Common Stock | 2021-12-08 | S | D | 348 | $1,966.00 | 12,137.05 | D | — | — | (F17) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,965.58-$1,966.40 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 7 | Common | Common Stock | 2021-12-08 | S | D | 302 | $1,974.75 | 12,485.05 | D | — | — | (F16) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,974.27-$1,975.00 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 8 | Common | Common Stock | 2021-12-08 | S | D | 300 | $1,948.02 | 12,787.05 | D | — | — | (F15) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,947.58-$1,948.25 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 9 | Common | Common Stock | 2021-12-08 | S | D | 300 | $1,964.81 | 13,087.05 | D | — | — | (F14) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,964.37-$1,965.17 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 10 | Common | Common Stock | 2021-12-08 | S | D | 300 | $1,981.47 | 13,387.05 | D | — | — | (F13) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,981.14-$1,981.66 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 11 | Common | Common Stock | 2021-12-08 | M | A | 7,740 | $744.85 | 10,959.05 | D | — | — | |
| 12 | Common | Common Stock | 2021-12-08 | M | A | 3,250 | $744.62 | 14,209.05 | D | — | — | |
| 13 | Common | Common Stock | 2021-12-08 | M | A | 1,848 | $587.13 | 16,057.05 | D | — | — | |
| 14 | Common | Common Stock | 2021-12-08 | S | D | 5 | $2,028.00 | 16,052.05 | D | — | — | |
| 15 | Common | Common Stock | 2021-12-08 | S | D | 5 | $1,990.56 | 16,047.05 | D | — | — | |
| 16 | Common | Common Stock | 2021-12-08 | S | D | 500 | $1,945.33 | 9,521.05 | D | — | — | (F22) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,945.10-$1,946.03 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 17 | Common | Common Stock | 2021-12-08 | S | D | 6 | $1,958.10 | 16,035.05 | D | — | — | (F2) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,957.92 - $1,958.60 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 18 | Common | Common Stock | 2021-12-08 | S | D | 100 | $2,000.68 | 15,935.05 | D | — | — | (F3) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,000.62 - $2,000.85 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 19 | Common | Common Stock | 2021-12-08 | S | D | 100 | $1,985.11 | 15,835.05 | D | — | — | |
| 20 | Common | Common Stock | 2021-12-08 | S | D | 100 | $1,982.61 | 15,735.05 | D | — | — | |
| 21 | Common | Common Stock | 2021-12-08 | S | D | 100 | $1,959.69 | 15,635.05 | D | — | — | (F4) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,959.46 - $1,960.34 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 22 | Common | Common Stock | 2021-12-08 | S | D | 100 | $1,954.90 | 15,535.05 | D | — | — | |
| 23 | Common | Common Stock | 2021-12-08 | S | D | 149 | $1,971.46 | 15,386.05 | D | — | — | (F5) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,971.08 - $1,971.92 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 24 | Common | Common Stock | 2021-12-08 | S | D | 191 | $1,949.40 | 15,195.05 | D | — | — | (F6) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,949.23-$1,950.04 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 25 | Common | Common Stock | 2021-12-08 | S | D | 200 | $1,978.55 | 14,995.05 | D | — | — | (F7) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,978.49 -$1,979.01 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 26 | Common | Common Stock | 2021-12-08 | S | D | 200 | $1,941.83 | 14,795.05 | D | — | — | (F8) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,941.54-$1,942.12 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 27 | Common | Common Stock | 2021-12-08 | S | D | 235 | $1,988.55 | 14,560.05 | D | — | — | (F9) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,988.31-$1,989.30 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 28 | Common | Common Stock | 2021-12-08 | S | D | 279 | $1,963.62 | 14,281.05 | D | — | — | (F10) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,963.14-$1,963.88 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 29 | Common | Common Stock | 2021-12-08 | S | D | 294 | $2,005.27 | 13,987.05 | D | — | — | (F11) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,005.00-$2,005.99 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 30 | Common | Common Stock | 2021-12-08 | S | D | 300 | $1,987.40 | 13,687.05 | D | — | — | (F12) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,987.13-$1,987.54 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 31 | Derivative | Non-Qualified Stock Option (right to buy) | 2021-12-08 | M | D | 7,740 | $0.00 | 0 | D | $744.85 · — to 2026-09-24 | 7,740 Common Stock | (F23) Options granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan and exercisable in annual one-fourth increments beginning September 23, 2017. |
| 32 | Derivative | Non-Qualified Stock Option (right to buy) | 2021-12-08 | M | D | 1,848 | $0.00 | 0 | D | $587.13 · — to 2027-09-27 | 1,848 Common Stock | (F24) Options granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan and exercisable in annual one-fourth increments beginning September 26, 2018. |
| 33 | Derivative | Non-Qualified Stock Option (right to buy) | 2021-12-08 | M | D | 3,250 | $0.00 | 0 | D | $744.62 · — to 2025-10-07 | 3,250 Common Stock | (F25) Options granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan and exercisable in annual one-fourth increments beginning October 6, 2016. |