Form 4 for AZO AutoZone
Accepted 2021-12-10 00:00:00 ET · period of report 2021-12-08 · accession 0001225208-21-014797 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-10 | 2021-12-08 | AZO | Smith Richard Craig | Sr. VP | S - Sale+OE | $1,975.16 | -4,430 | 2,916 | -60% | -$8.75M |
| DM | 2021-12-10 | 2021-12-08 | AZO | Smith Richard Craig | Sr. VP | M - OptEx | $397.26 | +4,430 | 5,216 | +564% | +$1.76M |
| D | 2021-12-10 | 2021-12-06 | AZO | Smith Richard Craig | Sr. VP | G - Gift | $0.00 | -100 | 2,916 | -3% | $0 |
| DM | 2021-12-10 | 2021-12-08 | AZO | Smith Richard Craig | Sr. VP | M - OptEx | $0.00 | -4,430 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-08 | S | D | 225 | $1,976.04 | 7,120.89 | D | — | — | (F1) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,976.02 - $1,976.22 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 2 | Common | Common Stock | 2021-12-08 | S | D | 4,205 | $1,975.11 | 2,915.89 | D | — | — | (F2) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,975.00 - $1,975.76 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 3 | Common | Common Stock | 2021-12-08 | M | A | 2,130 | $425.11 | 7,345.89 | D | — | — | |
| 4 | Common | Common Stock | 2021-12-08 | M | A | 2,300 | $371.47 | 5,215.89 | D | — | — | |
| 5 | Common | Common Stock | 2021-12-06 | G | D | 100 | $0.00 | 2,915.89 | D | — | — | |
| 6 | Derivative | Non-Qualified Stock Option (right to buy) | 2021-12-08 | M | D | 2,130 | $0.00 | 0 | D | $425.11 · — to 2023-10-02 | 2,130 Common Stock | (F4) Options granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan and exercisable in annual one-fourth increments beginning on October 1, 2014. |
| 7 | Derivative | Non-Qualified Stock Option (right to buy) | 2021-12-08 | M | D | 2,300 | $0.00 | 0 | D | $371.47 · — to 2022-09-28 | 2,300 Common Stock | (F3) Options granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan and exercisable in annual one-fourth increments beginning on September 27, 2013. |