Form 4 for RJF Raymond James Financial
Accepted 2021-12-16 00:00:00 ET · period of report 2021-12-14 · accession 0001225208-21-015033 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-16 | 2021-12-14 | RJF | Bunn James E | Pres-GlobEq, Inv Banking-RJA | S - Sale+OE | $96.15 | -6,447 | 34.3K | -16% | -$619.9K |
| D | 2021-12-16 | 2021-12-14 | RJF | Bunn James E | Pres-GlobEq, Inv Banking-RJA | F - Tax | $96.40 | -3,611 | 40.7K | -8% | -$348.1K |
| D | 2021-12-16 | 2021-12-14 | RJF | Bunn James E | Pres-GlobEq, Inv Banking-RJA | M - OptEx | $0.00 | +9,179 | 44.4K | +26% | $0 |
| D | 2021-12-16 | 2021-12-14 | RJF | Bunn James E | Pres-GlobEq, Inv Banking-RJA | M - OptEx | $0.00 | -9,179 | 0 | -100% | $0 |
| D | 2021-12-16 | 2021-12-15 | RJF | Bunn James E | Pres-GlobEq, Inv Banking-RJA | A - Grant | $0.00 | +14.5K | 14.5K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-14 | S | D | 6,447 | $96.15 | 34,296 | D | — | — | (F3) Reflects the weighted average sale price. The range of prices for such transaction was $96.01 to $ 96.45. |
| 2 | Common | Common Stock | 2021-12-14 | F | D | 3,611 | $96.40 | 40,743 | D | — | — | |
| 3 | Common | Common Stock | 2021-12-14 | M | A | 9,179 | $0.00 | 44,354 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 4 | Derivative | Restricted Stock Units | 2021-12-14 | M | D | 9,179 | $0.00 | 0 | D | — · 2021-12-14 to 2021-12-14 | 9,179 Common Stock | (F5) The RSU grant was previously reported as covering 6,119 shares awarded on December 14, 2018, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021. (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 5 | Derivative | Restricted Stock Units | 2021-12-15 | A | A | 14,523 | $0.00 | 14,523 | D | — · 2024-12-15 to 2024-12-15 | 14,523 Common Stock | (F6) Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |