Form 4 for RJF Raymond James Financial
Accepted 2021-12-16 00:00:00 ET · period of report 2021-12-14 · accession 0001225208-21-015040 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-16 | 2021-12-14 | RJF | Catanese George | CRO | F - Tax | $96.40 | -404 | 10.9K | -4% | -$38.9K |
| D | 2021-12-16 | 2021-12-14 | RJF | Catanese George | CRO | M - OptEx | $0.00 | +1,092 | 11.3K | +11% | $0 |
| D | 2021-12-16 | 2021-12-14 | RJF | Catanese George | CRO | M - OptEx | $0.00 | -1,092 | 0 | -100% | $0 |
| D | 2021-12-16 | 2021-12-15 | RJF | Catanese George | CRO | A - Grant | $0.00 | +778 | 778 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-14 | F | D | 404 | $96.40 | 10,863 | D | — | — | |
| 2 | Common | Common Stock | 2021-12-14 | M | A | 1,092 | $0.00 | 11,267 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 3 | Derivative | Restricted Stock Units | 2021-12-14 | M | D | 1,092 | $0.00 | 0 | D | — · 2021-12-14 to 2021-12-14 | 1,092 Common Stock | (F3) The RSU grant was previously reported as covering 728 shares awarded on December 14, 2018, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021. (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 4 | Derivative | Restricted Stock Units | 2021-12-15 | A | A | 778 | $0.00 | 778 | D | — · 2024-12-15 to 2024-12-15 | 778 Common Stock | (F4) Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |