Form 4 for BR Broadridge Financial Solutions
Accepted 2021-12-17 00:00:00 ET · period of report 2021-12-15 · accession 0001225208-21-015089 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-17 | 2021-12-15 | BR | Gumbs Keir D | CLO, CVP | M - OptEx | $0.00 | +8,079 | 8,079 | New | $0 |
| D | 2021-12-17 | 2021-12-15 | BR | Gumbs Keir D | CLO, CVP | F - Tax | $178.02 | -3,886 | 4,193 | -48% | -$691.8K |
| D | 2021-12-17 | 2021-12-15 | BR | Gumbs Keir D | CLO, CVP | M - OptEx | $0.00 | -8,079 | 17.1K | -32% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-15 | M | A | 8,079 | $0.00 | 8,079 | D | — | — | (F1) Each Restricted Stock Unit represented one share of Broadridge common stock and on December 15, 2021 8,079 Restricted Stock Units vested and converted into an equal number of shares of common stock. |
| 2 | Common | Common Stock | 2021-12-15 | F | D | 3,886 | $178.02 | 4,193 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2021-12-15 | M | D | 8,079 | $0.00 | 17,057 | D | $0.00 · — to — | 8,079 Common Stock | (F1) Each Restricted Stock Unit represented one share of Broadridge common stock and on December 15, 2021 8,079 Restricted Stock Units vested and converted into an equal number of shares of common stock. |