Form 4 for AZO AutoZone
Accepted 2021-12-17 00:00:00 ET · period of report 2021-12-16 · accession 0001225208-21-015120 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-17 | 2021-12-16+ | AZO | RHODES WILLIAM C III | COB, Pres, CEO, Dir | S - Sale+OE | $1,877.37 | -14.5K | 33.1K | -31% | -$27.28M |
| D | 2021-12-17 | 2021-12-16 | AZO | RHODES WILLIAM C III | COB, Pres, CEO, Dir | M - OptEx | $507.79 | +15.6K | 34.2K | +84% | +$7.90M |
| D | 2021-12-17 | 2021-12-17 | AZO | RHODES WILLIAM C III | COB, Pres, CEO, Dir | S - Sale | $0.00 | -1,848 | 0 | -100% | $0 |
| D | 2021-12-17 | 2021-12-16 | AZO | RHODES WILLIAM C III | COB, Pres, CEO, Dir | M - OptEx | $0.00 | -15.6K | 1,848 | -89% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-16 | S | D | 1,252 | $2,027.43 | 25,172.77 | D | — | — | (F23) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,027.16 - $2,028.02 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 2 | Common | Common Stock | 2021-12-16 | S | D | 195 | $2,032.17 | 32,861.77 | D | — | — | (F9) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,032.00 - $2,032.80 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 3 | Common | Common Stock | 2021-12-16 | S | D | 205 | $2,033.56 | 32,656.77 | D | — | — | (F10) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,033.00 - $2,033.57 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 4 | Common | Common Stock | 2021-12-16 | S | D | 347 | $2,031.22 | 32,309.77 | D | — | — | (F11) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,030.90 - $2,031.43 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 5 | Common | Common Stock | 2021-12-16 | S | D | 358 | $2,046.99 | 31,951.77 | D | — | — | (F12) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,046.64 - $2,047.56 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 6 | Common | Common Stock | 2021-12-16 | S | D | 372 | $2,043.13 | 31,579.77 | D | — | — | (F13) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,042.69 - $2,043.35 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 7 | Common | Common Stock | 2021-12-16 | S | D | 420 | $2,055.65 | 31,159.77 | D | — | — | (F14) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,055.33 - $2,056.26 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 8 | Common | Common Stock | 2021-12-16 | S | D | 441 | $2,028.54 | 30,718.77 | D | — | — | (F15) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,028.25 - $2,028.78 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 9 | Common | Common Stock | 2021-12-16 | S | D | 505 | $2,049.07 | 30,213.77 | D | — | — | (F16) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,048.73 - $2,049.66 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 10 | Common | Common Stock | 2021-12-16 | S | D | 518 | $2,040.15 | 29,695.77 | D | — | — | (F17) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,039.80 - $2,040.52 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 11 | Common | Common Stock | 2021-12-16 | S | D | 525 | $2,048.17 | 29,170.77 | D | — | — | (F18) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,047.72 - $2,048.50 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 12 | Common | Common Stock | 2021-12-16 | S | D | 551 | $2,057.29 | 28,619.77 | D | — | — | (F19) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,057.00 - $2,057.75 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 13 | Common | Common Stock | 2021-12-16 | S | D | 600 | $2,030.37 | 28,019.77 | D | — | — | (F20) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,029.89 - $2,030.87 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 14 | Common | Common Stock | 2021-12-16 | S | D | 784 | $2,051.87 | 27,235.77 | D | — | — | (F21) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,049.97 - $2,052.95 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 15 | Common | Common Stock | 2021-12-16 | S | D | 811 | $2,026.57 | 26,424.77 | D | — | — | (F22) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,026.09 - $2,027.00 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 16 | Common | Common Stock | 2021-12-16 | S | D | 6,549 | $2,025.05 | 18,623.77 | D | — | — | (F24) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,025.00 - $2,025.98 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 17 | Common | Common Stock | 2021-12-17 | S | A | 1,848 | $507.79 | 20,471.77 | D | — | — | |
| 18 | Common | Common Stock | 2021-12-17 | S | D | 300 | $1,990.29 | 20,171.77 | D | — | — | (F25) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,990.12 - $1,990.54 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 19 | Common | Common Stock | 2021-12-17 | S | D | 529 | $2,000.00 | 19,642.77 | D | — | — | |
| 20 | Common | Common Stock | 2021-12-16 | M | A | 15,552 | $507.79 | 34,175.77 | D | — | — | |
| 21 | Common | Common Stock | 2021-12-16 | S | D | 2 | $2,034.54 | 34,173.77 | D | — | — | |
| 22 | Common | Common Stock | 2021-12-16 | S | D | 45 | $2,054.24 | 34,128.77 | D | — | — | (F1) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,054.16 - $2,054.61 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 23 | Common | Common Stock | 2021-12-16 | S | D | 65 | $2,058.83 | 34,063.77 | D | — | — | (F2) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,058.00 - $2,058.96 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 24 | Common | Common Stock | 2021-12-16 | S | D | 100 | $2,059.14 | 33,963.77 | D | — | — | |
| 25 | Common | Common Stock | 2021-12-16 | S | D | 101 | $2,043.95 | 33,862.77 | D | — | — | (F3) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,043.95 - $2,044.09 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 26 | Common | Common Stock | 2021-12-16 | S | D | 127 | $2,045.28 | 33,735.77 | D | — | — | (F4) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,045.17 - $2,045.31 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 27 | Common | Common Stock | 2021-12-16 | S | D | 132 | $2,038.12 | 33,603.77 | D | — | — | (F5) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,038.11 - $2,038.19 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 28 | Common | Common Stock | 2021-12-16 | S | D | 171 | $2,053.51 | 33,432.77 | D | — | — | (F6) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,053.00 - $2,053.81 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 29 | Common | Common Stock | 2021-12-16 | S | D | 182 | $2,041.03 | 33,250.77 | D | — | — | (F7) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,040.93 - $2,041.22 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 30 | Common | Common Stock | 2021-12-16 | S | D | 194 | $2,035.84 | 33,056.77 | D | — | — | (F8) This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,035.70 - $2,035.98 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| 31 | Derivative | Non-Qualified Stock Option (right to buy) | 2021-12-17 | S | D | 1,848 | $0.00 | 0 | D | $507.79 · — to 2024-09-24 | 1,848 Common Stock | (F26) Options granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan and exercisable in annual one-fourth increments beginning September 23, 2015. |
| 32 | Derivative | Non-Qualified Stock Option (right to buy) | 2021-12-16 | M | D | 15,552 | $0.00 | 1,848 | D | $507.79 · — to 2024-09-24 | 15,552 Common Stock | (F26) Options granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan and exercisable in annual one-fourth increments beginning September 23, 2015. |