Form 4 for NSC Norfolk Southern
Accepted 2022-01-27 00:00:00 ET · period of report 2022-01-25 · accession 0001225208-22-001043 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-01-27 | 2022-01-25+ | NSC | Shaw Alan H. | Pres | F - Tax | $272.67 | -697 | 31.7K | -2% | -$190.1K |
| DM | 2022-01-27 | 2022-01-25+ | NSC | Shaw Alan H. | Pres | M - OptEx | $0.00 | +2,509 | 32.2K | +8% | $0 |
| DM | 2022-01-27 | 2022-01-25+ | NSC | Shaw Alan H. | Pres | M - OptEx | — | -2,509 | 4,630 | -35% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-25 | F | D | 203 | $271.73 | 30,395 | D | — | — | |
| 2 | Common | Common Stock | 2022-01-25 | M | A | 729 | $0.00 | 30,598 | D | — | — | (F1) Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the fourth of four installments. |
| 3 | Common | Common Stock | 2022-01-26 | M | A | 1,780 | $0.00 | 32,175 | D | — | — | (F2) Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2017, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). |
| 4 | Common | Common Stock | 2022-01-26 | F | D | 494 | $273.06 | 31,681 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2022-01-26 | M | D | 1,780 | — | 0 | D | — · 2022-01-26 to 2022-01-26 | 1,780 Common Stock | (F2) Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2017, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). |
| 6 | Derivative | Restricted Stock Units | 2022-01-25 | M | D | 729 | — | 4,630 | D | — · — to — | 729 Common Stock | (F1) Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the fourth of four installments. |