Form 4 for UPS United Parcel Service
Accepted 2022-01-28 00:00:00 ET · period of report 2022-01-26 · accession 0001225208-22-001135 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-01-28 | 2022-01-26 | UPS | Gutmann Kathleen M. | Chief Sales, Solutions Off | F - Tax | $206.54 | -715 | 77.4K | -0.9% | -$147.7K |
| DM | 2022-01-28 | 2022-01-26 | UPS | Gutmann Kathleen M. | Chief Sales, Solutions Off | M - OptEx | $0.00 | +1,540 | 77.7K | +2% | $0 |
| DM | 2022-01-28 | 2022-01-26 | UPS | Gutmann Kathleen M. | Chief Sales, Solutions Off | M - OptEx | $0.00 | -1,540 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-01-26 | F | D | 434 | $206.54 | 76,954.47 | D | — | — | (F2) Includes 2,185.7432 shares in the reporting person's 401(k) account. |
| 2 | Common | Class A Common Stock | 2022-01-26 | M | A | 962.49 | $0.00 | 77,092.33 | D | — | — | (F1) Includes dividend equivalent units attributable to the restricted units prior to conversion. (F2) Includes 2,185.7432 shares in the reporting person's 401(k) account. |
| 3 | Common | Class A Common Stock | 2022-01-26 | F | D | 281 | $206.54 | 77,388.47 | D | — | — | (F2) Includes 2,185.7432 shares in the reporting person's 401(k) account. |
| 4 | Common | Class A Common Stock | 2022-01-26 | M | A | 577.14 | $0.00 | 77,669.47 | D | — | — | (F1) Includes dividend equivalent units attributable to the restricted units prior to conversion. (F2) Includes 2,185.7432 shares in the reporting person's 401(k) account. |
| 5 | Derivative | Restricted Units 2018 | 2022-01-26 | M | D | 962.49 | $0.00 | 962 | D | — · — to — | 962.49 Class A Common Stock | (F1) Includes dividend equivalent units attributable to the restricted units prior to conversion. (F3) One unit is equivalent to one share of UPS Class A common stock. (F4) RSUs vest ratably over five years from the date of grant. |
| 6 | Derivative | Restricted Units 2017 | 2022-01-26 | M | D | 577.14 | $0.00 | 0 | D | — · — to — | 577.14 Class A Common Stock | (F3) One unit is equivalent to one share of UPS Class A common stock. (F4) RSUs vest ratably over five years from the date of grant. |