Form 4 for NSC Norfolk Southern
Accepted 2022-01-31 00:00:00 ET · period of report 2022-01-27 · accession 0001225208-22-001204 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-31 | 2022-01-28 | NSC | LOCKHART MICHAEL D | Dir | M - OptEx | $0.00 | +720 | 5,262 | +16% | $0 |
| D | 2022-01-31 | 2022-01-27 | NSC | LOCKHART MICHAEL D | Dir | A - Grant | — | +640 | 28.7K | +2% | — |
| D | 2022-01-31 | 2022-01-28 | NSC | LOCKHART MICHAEL D | Dir | M - OptEx | — | -720 | 27.9K | -3% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-28 | M | A | 720 | $0.00 | 5,262 | D | — | — | (F1) Represents shares earned by the reporting person that were originally granted as restricted stock units on January 28, 2021, under the Norfolk Southern Corporation Long-Term Incentive Plan (a Rule 16b-3 plan). (F2) Includes 732 shares of Common Stock acquired by the reporting person as a result of participation in a dividend reinvestment plan. The reporting person no longer participates in a dividend reinvestment plan. |
| 2 | Derivative | Restricted Stock Units | 2022-01-27 | A | A | 640 | — | 28,669.11 | D | — · — to — | 640 Common Stock | (F3) Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 27, 2022, specified under the terms of an award agreement under the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Norfolk Southern Corporation Common Stock. |
| 3 | Derivative | Restricted Stock Units | 2022-01-28 | M | D | 720 | — | 27,949.11 | D | — · — to — | 720 Common Stock | (F1) Represents shares earned by the reporting person that were originally granted as restricted stock units on January 28, 2021, under the Norfolk Southern Corporation Long-Term Incentive Plan (a Rule 16b-3 plan). |