Form 4 for SCHW Charles Schwab Corporation
Accepted 2022-02-02 00:00:00 ET · period of report 2022-02-01 · accession 0001225208-22-001292 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2022-02-02 | 2022-02-01 | SCHW | Crawford Peter B. | EVP, CFO, MD | M - OptEx | $23.12 | +6,000 | 21.0K | +40% | +$138.7K |
| DI | 2022-02-02 | 2022-02-01 | SCHW | Crawford Peter B. | EVP, CFO, MD | S - Sale+OE | $89.38 | -6,000 | 15.0K | -29% | -$536.3K |
| DI | 2022-02-02 | 2022-02-01 | SCHW | Crawford Peter B. | EVP, CFO, MD | G - Gift | $0.00 | -2,000 | 13.0K | -13% | $0 |
| D | 2022-02-02 | 2022-02-01 | SCHW | Crawford Peter B. | EVP, CFO, MD | M - OptEx | $0.00 | -6,000 | 11.3K | -35% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-01 | M | A | 6,000 | $23.12 | 20,997 | I by Trust | — | — | |
| 2 | Common | Common Stock | 2022-02-01 | S | D | 6,000 | $89.38 | 14,997 | I by Trust | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $89.34 to $89.45. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock | 2022-02-01 | G | D | 2,000 | $0.00 | 12,997 | I by Trust | — | — | |
| 4 | Derivative | Nonqualified Stock Option (right to buy) | 2022-02-01 | M | D | 6,000 | $0.00 | 11,292 | D | $23.12 · 2014-11-01 to 2023-11-01 | 6,000 Common Stock |