Form 4 for NSC Norfolk Southern
Accepted 2022-02-03 00:00:00 ET · period of report 2022-01-27 · accession 0001225208-22-001367 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-03 | 2022-01-27 | NSC | Shaw Alan H. | Pres | F - Tax | $270.98 | -2,490 | 35.0K | -7% | -$674.7K |
| D | 2022-02-03 | 2022-01-27 | NSC | Shaw Alan H. | Pres | A - Grant | $0.00 | +5,822 | 37.5K | +18% | $0 |
| DM | 2022-02-03 | 2022-01-27 | NSC | Shaw Alan H. | Pres | A - Grant | — | +550 | 8,727 | +7% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-27 | F | D | 2,490 | $270.98 | 35,013 | D | — | — | |
| 2 | Common | Common Stock | 2022-01-27 | A | A | 5,822 | $0.00 | 37,503 | D | — | — | (F1) Represents shares earned by the reporting person under the formula-based performance share feature of the Corporation's Long-Term Incentive plan (a Rule 16h-3 plan). |
| 3 | Derivative | Option (right to buy, granted 2022) | 2022-01-27 | A | A | 330 | — | 7,500 | D | $270.98 · 2026-01-27 to 2032-01-26 | 330 Common Stock | (F3) Reports the grant to the reporting person of an option to purchase shares of common stock under the Norfolk Southern Corporation Long-Term Incentive Plan (a 16b-3 plan). |
| 4 | Derivative | Restricted Stock Units | 2022-01-27 | A | A | 220 | — | 8,727 | D | — · — to — | 220 Common Stock | (F4) Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units vest ratably over four years from the grant date and ultimately will be settled in Common Stock. |