Form 4 for SIRI SIRIUS XM HOLDINGS INC.
Accepted 2022-02-03 00:00:00 ET · period of report 2022-02-01 · accession 0001225208-22-001458 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-03 | 2022-02-02 | SIRI | BARRY THOMAS D | Senior VP, Ctrl | A - Grant | $0.00 | +198.6K | 474.7K | +72% | $0 |
| D | 2022-02-03 | 2022-02-01 | SIRI | BARRY THOMAS D | Senior VP, Ctrl | F - Tax | $6.36 | -77.7K | 350.7K | -18% | -$494.2K |
| D | 2022-02-03 | 2022-02-02 | SIRI | BARRY THOMAS D | Senior VP, Ctrl | A - Grant | $6.68 | +293.1K | 293.1K | New | +$1.96M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-02 | A | A | 74,627 | $0.00 | 549,295 | D | — | — | (F3) Approximately one-third of restricted stock units will vest on each of 2/2/23; 2/2/24 and 2/2/25. |
| 2 | Common | Common Stock | 2022-02-02 | A | A | 123,940 | $0.00 | 474,668 | D | — | — | (F2) Represents shares of common stock underlying a February 10, 2020 grant of performance-based restricted stock units, including related dividend equivalent units, upon the satisfaction of the applicable performance criteria. Such performance-based restricted stock units shall vest on February 10, 2023, subject to the reporting person's continuing employment with Sirius XM. |
| 3 | Common | Common Stock | 2022-02-01 | F | D | 77,711 | $6.36 | 350,728 | D | — | — | (F1) Represents the surrender of common stock to the Company to cover withholding taxes upon the vesting of restricted stock units and related dividends. |
| 4 | Derivative | Stock Option (Right to Buy) | 2022-02-02 | A | A | 293,094 | $6.68 | 293,094 | D | $6.68 · 2023-02-02 to 2032-02-02 | 293,094 Common Stock | (F4) Approximately one-third of options will vest on each of 2/2/23; 2/2/24 and 2/2/25. |