Form 4 for UPS United Parcel Service
Accepted 2022-02-04 00:00:00 ET · period of report 2022-02-03 · accession 0001225208-22-001504 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-04 | 2022-02-03 | UPS | Cesarone Nando | Pres, US Ops | M - OptEx | $106.62 | +7,129 | 21.1K | +51% | +$760.1K |
| D | 2022-02-04 | 2022-02-03 | UPS | Cesarone Nando | Pres, US Ops | F - Tax | $229.90 | -1,745 | 19.4K | -8% | -$401.2K |
| D | 2022-02-04 | 2022-02-03 | UPS | Cesarone Nando | Pres, US Ops | S - Sale+OE | $229.80 | -5,384 | 14.0K | -28% | -$1.24M |
| DM | 2022-02-04 | 2022-02-03 | UPS | Cesarone Nando | Pres, US Ops | M - OptEx | $0.00 | -7,129 | 11.0K | -39% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-02-03 | M | A | 2,741 | $105.54 | 16,737.36 | D | — | — | (F1) Includes 230.8218 shares in the reporting person's 401(k) account. |
| 2 | Common | Class A Common Stock | 2022-02-03 | M | A | 1,691 | $111.80 | 18,428.36 | D | — | — | (F1) Includes 230.8218 shares in the reporting person's 401(k) account. |
| 3 | Common | Class A Common Stock | 2022-02-03 | M | A | 757 | $106.43 | 19,185.36 | D | — | — | (F1) Includes 230.8218 shares in the reporting person's 401(k) account. |
| 4 | Common | Class A Common Stock | 2022-02-03 | M | A | 735 | $106.87 | 19,920.36 | D | — | — | (F1) Includes 230.8218 shares in the reporting person's 401(k) account. |
| 5 | Common | Class A Common Stock | 2022-02-03 | M | A | 632 | $104.45 | 20,552.36 | D | — | — | (F1) Includes 230.8218 shares in the reporting person's 401(k) account. |
| 6 | Common | Class A Common Stock | 2022-02-03 | M | A | 573 | $98.77 | 21,125.36 | D | — | — | (F1) Includes 230.8218 shares in the reporting person's 401(k) account. |
| 7 | Common | Class A Common Stock | 2022-02-03 | F | D | 1,745 | $229.90 | 19,380.36 | D | — | — | (F1) Includes 230.8218 shares in the reporting person's 401(k) account. |
| 8 | Common | Class A Common Stock | 2022-02-03 | S | D | 5,384 | $229.80 | 13,996.36 | D | — | — | (F2) The price shown is the weighted average price at which shares were sold in multiple sales transactions made pursuant to a single market order. The range of prices for the transactions made was $229.7500 to $229.8500.Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. (F1) Includes 230.8218 shares in the reporting person's 401(k) account. |
| 9 | Derivative | Option to Purchase UPS Class A Common | 2022-02-03 | M | D | 573 | $0.00 | 0 | D | $98.77 · — to 2026-03-02 | 573 Class A Common Stock | (F7) Option to purchase 2,864 shares granted on March 2, 2016 vests 20% annually beginning on March 2, 2017. |
| 10 | Derivative | Option to Purchase UPS Class A Common | 2022-02-03 | M | D | 632 | $0.00 | 1,266 | D | $104.45 · — to 2028-03-22 | 632 Class A Common Stock | (F8) Option to purchase 3,163 shares granted on March 22, 2018 vests 20% annually beginning on March 22, 2019. |
| 11 | Derivative | Option to Purchase UPS Class A Common | 2022-02-03 | M | D | 735 | $0.00 | 735 | D | $106.87 · — to 2027-03-01 | 735 Class A Common Stock | (F6) Option to purchase 3,673 shares granted on March 1, 2017 vests 20% annually beginning on March 1, 2018. |
| 12 | Derivative | Option to Purchase Class A Common | 2022-02-03 | M | D | 757 | $0.00 | 1,513 | D | $106.43 · — to 2028-03-01 | 757 Class A Common Stock | (F5) Option to purchase 3,782 shares granted on March 1, 2018 vests 20% annually beginning on March 1, 2019. |
| 13 | Derivative | Option to Purchase Class A Common | 2022-02-03 | M | D | 1,691 | $0.00 | 5,075 | D | $111.80 · — to 2029-02-14 | 1,691 Class A Common Stock | (F4) Option to purchase 8,457 shares granted on February 14, 2019 vests 20% annually beginning on February 14, 2020. |
| 14 | Derivative | Option to Purchase Class A Common | 2022-02-03 | M | D | 2,741 | $0.00 | 10,968 | D | $105.54 · — to 2030-02-12 | 2,741 Class A Common Stock | (F3) Option to purchase 13,709 shares granted on February 12, 2020 vests 20% annually beginning on February 12, 2021 |