Form 4 for UPS United Parcel Service
Accepted 2022-02-04 00:00:00 ET · period of report 2022-02-02 · accession 0001225208-22-001505 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-04 | 2022-02-02 | UPS | Brothers Norman M. Jr | Chief Legal, Compliance Off | F - Tax | $227.45 | -1,230 | 43.6K | -3% | -$279.8K |
| DM | 2022-02-04 | 2022-02-02 | UPS | Brothers Norman M. Jr | Chief Legal, Compliance Off | M - OptEx | $104.94 | +6,907 | 41.4K | +20% | +$724.8K |
| D | 2022-02-04 | 2022-02-02 | UPS | Brothers Norman M. Jr | Chief Legal, Compliance Off | S - Sale+OE | $227.52 | -5,677 | 37.9K | -13% | -$1.29M |
| DM | 2022-02-04 | 2022-02-02 | UPS | Brothers Norman M. Jr | Chief Legal, Compliance Off | M - OptEx | $0.00 | -6,907 | 1,952 | -78% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-02-02 | F | D | 1,230 | $227.45 | 43,557.86 | D | — | — | (F1) Includes 478.6773 shares in the reporting person's 401(k) account. |
| 2 | Common | Class A Common Stock | 2022-02-02 | M | A | 1,455 | $98.77 | 44,787.86 | D | — | — | (F1) Includes 478.6773 shares in the reporting person's 401(k) account. |
| 3 | Common | Class A Common Stock | 2022-02-02 | M | A | 1,952 | $106.87 | 43,332.86 | D | — | — | (F1) Includes 478.6773 shares in the reporting person's 401(k) account. |
| 4 | Common | Class A Common Stock | 2022-02-02 | M | A | 3,500 | $106.43 | 41,380.86 | D | — | — | (F1) Includes 478.6773 shares in the reporting person's 401(k) account. |
| 5 | Common | Class A Common Stock | 2022-02-02 | S | D | 5,677 | $227.52 | 37,880.86 | D | — | — | (F1) Includes 478.6773 shares in the reporting person's 401(k) account. |
| 6 | Derivative | Option to Purchase UPS Class A Common | 2022-02-02 | M | D | 1,455 | $0.00 | 0 | D | $98.77 · — to 2026-03-02 | 1,455 Class A Common Stock | (F4) Option to purchase 7,275 shares granted on March 2, 2016 vests 20% annually beginning on March 2, 2017. |
| 7 | Derivative | Option to Purchase UPS Class A Common | 2022-02-02 | M | D | 3,500 | $0.00 | 6,290 | D | $106.43 · — to 2028-03-01 | 3,500 Class A Common Stock | (F3) Option to purchase 9,790 shares granted on March 1, 2018 vests 20% annually beginning on March 1, 2019. |
| 8 | Derivative | Option to Purchase UPS Class A Common | 2022-02-02 | M | D | 1,952 | $0.00 | 1,952 | D | $106.87 · — to 2027-03-01 | 1,952 Class A Common Stock | (F2) Option to purchase 9,759 shares granted on March 1, 2017 vests 20% annually beginning on March 1, 2018. |