Form 4 for SCHW Charles Schwab Corporation
Accepted 2022-02-08 00:00:00 ET · period of report 2022-02-08 · accession 0001225208-22-001602 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-08 | 2022-02-08 | SCHW | Morgan Peter J. III | EVP, GC, MD | M - OptEx | $45.30 | +4,480 | 6,855 | +189% | +$202.9K |
| D | 2022-02-08 | 2022-02-08 | SCHW | Morgan Peter J. III | EVP, GC, MD | S - Sale+OE | $94.04 | -4,480 | 4,578 | -49% | -$421.3K |
| DM | 2022-02-08 | 2022-02-08 | SCHW | Morgan Peter J. III | EVP, GC, MD | M - OptEx | $0.00 | -4,480 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-08 | M | A | 2,203 | $46.39 | 9,058 | D | — | — | |
| 2 | Common | Common Stock | 2022-02-08 | S | D | 4,480 | $94.04 | 4,578 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $94.00 to $94.09. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock | 2022-02-08 | M | A | 2,277 | $44.24 | 6,855 | D | — | — | |
| 4 | Derivative | Nonqualified Stock Option (right to buy) | 2022-02-08 | M | D | 2,203 | $0.00 | 2,203 | D | $46.39 · 2019-11-01 to 2028-11-01 | 2,203 Common Stock | |
| 5 | Derivative | Nonqualified Stock Option (right to buy) | 2022-02-08 | M | D | 2,277 | $0.00 | 0 | D | $44.24 · 2018-11-01 to 2027-11-01 | 2,277 Common Stock |