Form 4 for CARR Carrier Global
Accepted 2022-02-08 00:00:00 ET · period of report 2022-02-05 · accession 0001225208-22-001652 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-08 | 2022-02-05 | CARR | Nelson Christopher John | Pres, HVAC | M - OptEx | $0.00 | +50.4K | 52.0K | +3,092% | $0 |
| D | 2022-02-08 | 2022-02-05 | CARR | Nelson Christopher John | Pres, HVAC | F - Tax | $45.84 | -18.3K | 33.7K | -35% | -$840.2K |
| D | 2022-02-08 | 2022-02-05 | CARR | Nelson Christopher John | Pres, HVAC | M - OptEx | $0.00 | -50.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-05 | M | A | 50,403 | $0.00 | 52,033 | D | — | — | (F1) Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. |
| 2 | Common | Common Stock | 2022-02-05 | F | D | 18,329 | $45.84 | 33,704 | D | — | — | |
| 3 | Derivative | RSU P | 2022-02-05 | M | D | 50,403 | $0.00 | 0 | D | — · 2022-02-05 to — | 50,403 Common Stock | (F1) Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. (F2) The reporting person was originally granted Performance Stock Units (PSUs) on February 5, 2019, by United Technologies Corporation (UTC), the former parent company of the issuer. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. The reporting person's prior filing for a transaction on December 21, 2020, reported a reduction in these RSUs otherwise deliverable to satisfy federal tax obligations and identified this security as "Restricted Stock Unit RSU," but for recordkeeping purposes the title of the security has been changed to "RSU P" to reflect that these RSUs were related to the earlier grant of PSUs. |