Form 4 for SCHW Charles Schwab Corporation
Accepted 2022-02-10 00:00:00 ET · period of report 2022-02-09 · accession 0001225208-22-001781 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-10 | 2022-02-09 | SCHW | Wurster Richard A | Pres | M - OptEx | $43.65 | +61.4K | 113.0K | +119% | +$2.68M |
| D | 2022-02-10 | 2022-02-09 | SCHW | Wurster Richard A | Pres | S - Sale+OE | $94.62 | -61.4K | 87.0K | -41% | -$5.81M |
| DM | 2022-02-10 | 2022-02-09 | SCHW | Wurster Richard A | Pres | M - OptEx | $0.00 | -61.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-09 | M | A | 14,868 | $46.39 | 148,377 | D | — | — | |
| 2 | Common | Common Stock | 2022-02-09 | S | D | 61,423 | $94.62 | 86,954 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $94.42 to $94.92. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock | 2022-02-09 | M | A | 20,486 | $44.24 | 133,509 | D | — | — | |
| 4 | Common | Common Stock | 2022-02-09 | M | A | 26,069 | $41.63 | 113,023 | D | — | — | |
| 5 | Derivative | Nonqualified Stock Option (right to buy) | 2022-02-09 | M | D | 14,868 | $0.00 | 4,956 | D | $46.39 · 2019-11-01 to 2028-11-01 | 14,868 Common Stock | |
| 6 | Derivative | Nonqualified Stock Option (right to buy) | 2022-02-09 | M | D | 26,069 | $0.00 | 26,069 | D | $41.63 · 2020-06-03 to 2029-06-03 | 26,069 Common Stock | |
| 7 | Derivative | Nonqualified Stock Option (right to buy) | 2022-02-09 | M | D | 20,486 | $0.00 | 0 | D | $44.24 · 2018-11-01 to 2027-11-01 | 20,486 Common Stock |