Form 4 for SIRI SIRIUS XM HOLDINGS INC.
Accepted 2022-02-17 00:00:00 ET · period of report 2022-02-15 · accession 0001225208-22-002543 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-17 | 2022-02-15 | SIRI | BARRY THOMAS D | Senior VP, Ctrl | M - OptEx | $3.99 | +683.0K | 1.22M | +127% | +$2.73M |
| DM | 2022-02-17 | 2022-02-15+ | SIRI | BARRY THOMAS D | Senior VP, Ctrl | F - Tax | $6.24 | -575.4K | 400.1K | -59% | -$3.59M |
| DM | 2022-02-17 | 2022-02-15+ | SIRI | BARRY THOMAS D | Senior VP, Ctrl | S - Sale+OE | $6.22 | -246.2K | 413.0K | -37% | -$1.53M |
| D | 2022-02-17 | 2022-02-15 | SIRI | BARRY THOMAS D | Senior VP, Ctrl | M - OptEx | $3.99 | -683.0K | 0 | -100% | -$2.73M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-15 | M | A | 682,965 | $3.99 | 1,221,714 | D | — | — | |
| 2 | Common | Common Stock | 2022-02-15 | F | D | 187,588 | $6.23 | 1,034,126 | D | — | — | (F1) Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes. |
| 3 | Common | Common Stock | 2022-02-15 | S | D | 233,846 | $6.22 | 800,280 | D | — | — | (F2) Represents the weighted average sales price for the price increments ranging from $6.22 to $6.24. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2022-02-15 | F | D | 374,947 | $6.24 | 425,333 | D | — | — | (F1) Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes. |
| 5 | Common | Common Stock | 2022-02-16 | S | D | 12,365 | $6.17 | 412,968 | D | — | — | |
| 6 | Common | Common Stock | 2022-02-16 | F | D | 12,896 | $6.20 | 400,072 | D | — | — | (F3) Represents the surrender of common stock to the Company to cover withholding taxes upon the vesting of restricted stock units and related dividends. |
| 7 | Derivative | Stock Option (Right to Buy) | 2022-02-15 | M | D | 682,965 | $3.99 | 0 | D | $3.99 · 2017-08-05 to 2026-08-05 | 682,965 Common Stock |