Form 4 for RJF Raymond James Financial
Accepted 2022-02-22 00:00:00 ET · period of report 2022-02-17 · accession 0001225208-22-002843 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-22 | 2022-02-17 | RJF | Johnson Gordon L | Dir | M - OptEx | $0.00 | +90 | 33.9K | +0.3% | $0 |
| D | 2022-02-22 | 2022-02-17 | RJF | Johnson Gordon L | Dir | M - OptEx | $0.00 | -90 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-17 | M | A | 90 | $0.00 | 33,939 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F2) On September 21, 2021, the common stock of RJF split 3-for-2, resulting in the reporting person's ownership of additional shares of common stock. |
| 2 | Derivative | Restricted Stock Units | 2022-02-17 | M | D | 90 | $0.00 | 0 | D | $0.00 · — to 2022-02-17 | 90 Common Stock | (F4) The RSU grant was previously reported as covering 300 shares awarded on February 17, 2017, of which 60 shares remained outstanding, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021. (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F3) Restricted Stock Units vested 60% on 2/17/2020, 20% on 2/17/2021, and 20% on 2/17/2022. |