Form 4 for UPS United Parcel Service
Accepted 2022-02-22 00:00:00 ET · period of report 2022-02-17 · accession 0001225208-22-002984 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-22 | 2022-02-17+ | UPS | Brothers Norman M. Jr | Chief Legal, Compliance Off | M - OptEx | $0.00 | +35.7K | 59.3K | +151% | $0 |
| DM | 2022-02-22 | 2022-02-17+ | UPS | Brothers Norman M. Jr | Chief Legal, Compliance Off | F - Tax | $215.07 | -16.1K | 57.5K | -22% | -$3.46M |
| DM | 2022-02-22 | 2022-02-18 | UPS | Brothers Norman M. Jr | Chief Legal, Compliance Off | J - Other | $0.00 | 0 | 17.4K | New | $0 |
| DM | 2022-02-22 | 2022-02-18 | UPS | Brothers Norman M. Jr | Chief Legal, Compliance Off | S - Sale+OE | $208.54 | -17.4K | 0 | -100% | -$3.62M |
| DM | 2022-02-22 | 2022-02-17+ | UPS | Brothers Norman M. Jr | Chief Legal, Compliance Off | M - OptEx | $0.00 | -35.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-02-17 | M | A | 31,622 | $0.00 | 69,502.86 | D | — | — | (F1) Includes 478.6773 shares in the reporting person's 401(k) account. |
| 2 | Common | Class A Common Stock | 2022-02-17 | F | D | 14,262 | $214.34 | 55,240.86 | D | — | — | (F1) Includes 478.6773 shares in the reporting person's 401(k) account. |
| 3 | Common | Class A Common Stock | 2022-02-18 | M | A | 4,096.17 | $0.00 | 59,337.03 | D | — | — | (F2) Includes dividend equivalent units attributable to the restricted units prior to conversion. (F1) Includes 478.6773 shares in the reporting person's 401(k) account. |
| 4 | Common | Class A Common Stock | 2022-02-18 | F | D | 1,848 | $220.68 | 57,489.03 | D | — | — | (F1) Includes 478.6773 shares in the reporting person's 401(k) account. |
| 5 | Common | Class A Common Stock | 2022-02-18 | J | D | 17,360 | $0.00 | 40,129.03 | D | — | — | (F1) Includes 478.6773 shares in the reporting person's 401(k) account. |
| 6 | Common | Class B Common Stock | 2022-02-18 | J | A | 17,360 | $0.00 | 17,360 | D | — | — | |
| 7 | Common | Class B Common Stock | 2022-02-18 | S | D | 8,660 | $208.85 | 8,700 | D | — | — | (F5) The price shown is the weighted average price at which shares were sold in multiple sales transactions made pursuant to a single market order. The range of prices for the transactions made was $208.51 to $209.215. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. |
| 8 | Common | Class B Common Stock | 2022-02-18 | S | D | 8,700 | $208.24 | 0 | D | — | — | (F6) The price shown is the weighted average price at which shares were sold in multiple sales transactions made pursuant to a single market order. The range of prices for the transactions made was $207.90 to $208.49. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. |
| 9 | Derivative | Restricted Performance Units | 2022-02-17 | M | D | 31,622 | $0.00 | 0 | D | — · — to — | 31,622 Class A Common Stock | (F7) One unit is equivalent to one share of UPS Class A common stock. (F8) RPUs were vested when earned on February 9, 2022. |
| 10 | Derivative | Restricted Units 2021 | 2022-02-18 | M | D | 4,096.17 | $0.00 | 0 | D | — · — to — | 4,096.17 Class A Common Stock | (F7) One unit is equivalent to one share of UPS Class A common stock. (F9) Restricted units vested one year after the date of grant. |