Form 4 for UPS United Parcel Service
Accepted 2022-02-22 00:00:00 ET · period of report 2022-02-17 · accession 0001225208-22-002986 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-22 | 2022-02-17+ | UPS | Gilbert Philippe R | Pres, Supply Chain Solutions | M - OptEx | $0.00 | +31.9K | 30.2K | New | $0 |
| DM | 2022-02-22 | 2022-02-18 | UPS | Gilbert Philippe R | Pres, Supply Chain Solutions | S - Sale+OE | $208.85 | -11.7K | 11.7K | -50% | -$2.44M |
| DM | 2022-02-22 | 2022-02-18 | UPS | Gilbert Philippe R | Pres, Supply Chain Solutions | J - Other | $0.00 | 0 | 3,795 | New | $0 |
| DM | 2022-02-22 | 2022-02-17+ | UPS | Gilbert Philippe R | Pres, Supply Chain Solutions | F - Tax | $215.04 | -14.4K | 17.4K | -45% | -$3.09M |
| DM | 2022-02-22 | 2022-02-17+ | UPS | Gilbert Philippe R | Pres, Supply Chain Solutions | M - OptEx | $0.00 | -31.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-02-18 | M | A | 3,513.92 | $0.00 | 20,961.95 | D | — | — | (F2) Includes dividend equivalent units attributable to the restricted units prior to conversion. (F1) Includes 201.7154 shares in the reporting person's 401(k) account and 25.4544 shares acquired in the reporting person's Dividend Reinvestment Plan. |
| 2 | Common | Class B Common Stock | 2022-02-18 | S | D | 7,790 | $208.24 | 3,897 | D | — | — | |
| 3 | Common | Class B Common Stock | 2022-02-18 | S | D | 3,895 | $210.07 | 11,687 | D | — | — | (F5) The price shown is the weighted average price at which shares were sold in multiple sales transactions made pursuant to a single market order. The range of prices for the transactions made was $210.00 to $210.17. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. |
| 4 | Common | Class B Common Stock | 2022-02-18 | J | A | 15,582 | $0.00 | 15,582 | D | — | — | |
| 5 | Common | Class A Common Stock | 2022-02-18 | J | D | 15,582 | $0.00 | 3,794.95 | D | — | — | (F1) Includes 201.7154 shares in the reporting person's 401(k) account and 25.4544 shares acquired in the reporting person's Dividend Reinvestment Plan. |
| 6 | Common | Class A Common Stock | 2022-02-18 | F | D | 1,585 | $220.68 | 19,376.95 | D | — | — | (F1) Includes 201.7154 shares in the reporting person's 401(k) account and 25.4544 shares acquired in the reporting person's Dividend Reinvestment Plan. |
| 7 | Common | Class A Common Stock | 2022-02-17 | M | A | 28,383 | $0.00 | 30,249.03 | D | — | — | (F1) Includes 201.7154 shares in the reporting person's 401(k) account and 25.4544 shares acquired in the reporting person's Dividend Reinvestment Plan. |
| 8 | Common | Class A Common Stock | 2022-02-17 | F | D | 12,801 | $214.34 | 17,448.03 | D | — | — | (F1) Includes 201.7154 shares in the reporting person's 401(k) account and 25.4544 shares acquired in the reporting person's Dividend Reinvestment Plan. |
| 9 | Derivative | Restricted Performance Units | 2022-02-17 | M | D | 28,383 | $0.00 | 0 | D | — · — to — | 28,383 Class A Common Stock | (F6) One unit is equivalent to one share of UPS Class A common stock. (F7) RPUs were vested when earned on February 9, 2022. |
| 10 | Derivative | Restricted Units 2021 | 2022-02-18 | M | D | 3,513.92 | $0.00 | 0 | D | — · — to — | 3,513.92 Class A Common Stock | (F6) One unit is equivalent to one share of UPS Class A common stock. (F8) Restricted units vested one year after the date of grant. |