Form 4 for UPS United Parcel Service
Accepted 2022-02-22 00:00:00 ET · period of report 2022-02-18 · accession 0001225208-22-002987 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-22 | 2022-02-18 | UPS | Gutmann Kathleen M. | Chief Sales, Solutions Off | F - Tax | $215.19 | -17.0K | 112.3K | -13% | -$3.65M |
| DM | 2022-02-22 | 2022-02-18 | UPS | Gutmann Kathleen M. | Chief Sales, Solutions Off | M - OptEx | $0.00 | +37.6K | 114.6K | +49% | $0 |
| DM | 2022-02-22 | 2022-02-18 | UPS | Gutmann Kathleen M. | Chief Sales, Solutions Off | M - OptEx | $0.00 | -37.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-02-18 | F | D | 14,689 | $214.34 | 97,603.66 | D | — | — | (F1) Includes 2,185.7432 shares in the reporting person's 401(k) account. |
| 2 | Common | Class A Common Stock | 2022-02-18 | F | D | 2,278 | $220.68 | 112,292.66 | D | — | — | (F1) Includes 2,185.7432 shares in the reporting person's 401(k) account. |
| 3 | Common | Class A Common Stock | 2022-02-18 | M | A | 32,568 | $0.00 | 109,522.47 | D | — | — | (F1) Includes 2,185.7432 shares in the reporting person's 401(k) account. |
| 4 | Common | Class A Common Stock | 2022-02-18 | M | A | 5,048.20 | $0.00 | 114,570.66 | D | — | — | (F2) Includes dividend equivalent units attributable to the restricted units prior to conversion. (F1) Includes 2,185.7432 shares in the reporting person's 401(k) account. |
| 5 | Derivative | Restricted Units 2021 | 2022-02-18 | M | D | 5,048.20 | $0.00 | 0 | D | — · — to — | 5,048.20 Class A Common Stock | (F3) One unit is equivalent to one share of UPS Class A common stock. (F5) Restricted units vested one year after the date of grant. |
| 6 | Derivative | Restricted Performance Units | 2022-02-18 | M | D | 32,568 | $0.00 | 0 | D | — · — to — | 32,568 Class A Common Stock | (F3) One unit is equivalent to one share of UPS Class A common stock. (F4) RPUs were vested when earned on February 9, 2022. |