Form 4 for UPS United Parcel Service
Accepted 2022-02-22 00:00:00 ET · period of report 2022-02-17 · accession 0001225208-22-002988 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-22 | 2022-02-17+ | UPS | Lane Laura J | CHF Crp Aff, Com, Sustain Off | F - Tax | $215.70 | -7,308 | 24.6K | -23% | -$1.58M |
| DM | 2022-02-22 | 2022-02-17+ | UPS | Lane Laura J | CHF Crp Aff, Com, Sustain Off | M - OptEx | $0.00 | +16.2K | 30.3K | +115% | $0 |
| DM | 2022-02-22 | 2022-02-18 | UPS | Lane Laura J | CHF Crp Aff, Com, Sustain Off | S - Sale+OE | $208.28 | -6,988 | 0 | -100% | -$1.46M |
| DM | 2022-02-22 | 2022-02-18 | UPS | Lane Laura J | CHF Crp Aff, Com, Sustain Off | J - Other | $0.00 | 0 | 19.5K | New | $0 |
| DM | 2022-02-22 | 2022-02-17+ | UPS | Lane Laura J | CHF Crp Aff, Com, Sustain Off | M - OptEx | $0.00 | -16.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-02-18 | F | D | 1,567 | $220.68 | 26,514.97 | D | — | — | (F1) Includes 764.1644 shares in the reporting person's 401(k) account. |
| 2 | Common | Class A Common Stock | 2022-02-18 | M | A | 3,474.08 | $0.00 | 28,081.97 | D | — | — | (F2) Includes dividend equivalent units attributable to the restricted units prior to conversion. (F1) Includes 764.1644 shares in the reporting person's 401(k) account. |
| 3 | Common | Class B Common Stock | 2022-02-18 | S | D | 2,248 | $208.52 | 4,740 | D | — | — | (F5) The price shown is the weighted average price at which shares were sold in multiple sales transactions made pursuant to a single market order. The range of prices for the transactions made was $208.26 to $208.83. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. |
| 4 | Common | Class B Common Stock | 2022-02-18 | J | A | 6,988 | $0.00 | 6,988 | D | — | — | |
| 5 | Common | Class A Common Stock | 2022-02-18 | J | D | 6,988 | $0.00 | 19,526.97 | D | — | — | (F1) Includes 764.1644 shares in the reporting person's 401(k) account. |
| 6 | Common | Class A Common Stock | 2022-02-17 | M | A | 12,729 | $0.00 | 30,348.88 | D | — | — | (F1) Includes 764.1644 shares in the reporting person's 401(k) account. |
| 7 | Common | Class A Common Stock | 2022-02-17 | F | D | 5,741 | $214.34 | 24,607.88 | D | — | — | (F1) Includes 764.1644 shares in the reporting person's 401(k) account. |
| 8 | Common | Class B Common Stock | 2022-02-18 | S | D | 4,740 | $208.16 | 0 | D | — | — | (F6) The price shown is the weighted average price at which shares were sold in multiple sales transactions made pursuant to a single market order. The range of prices for the transactions made was $207.64 to $208.24. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. |
| 9 | Derivative | Restricted Performance Units | 2022-02-17 | M | D | 12,729 | $0.00 | 0 | D | — · — to — | 12,729 Class A Common Stock | (F7) One unit is equivalent to one share of UPS Class A common stock. (F8) RPUs were vested when earned on February 9, 2022. |
| 10 | Derivative | Restricted Units 2021 | 2022-02-18 | M | D | 3,474.08 | $0.00 | 0 | D | — · — to — | 3,474.08 Class A Common Stock | (F7) One unit is equivalent to one share of UPS Class A common stock. (F9) Restricted units vested one year after the date of grant. |