Form 4 for RJF Raymond James Financial
Accepted 2022-02-28 00:00:00 ET · period of report 2022-02-24 · accession 0001225208-22-003495 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-28 | 2022-02-24 | RJF | Gates Anne | Dir | M - OptEx | $0.00 | +1,925 | 9,255 | +26% | $0 |
| D | 2022-02-28 | 2022-02-24 | RJF | Gates Anne | Dir | A - Grant | $0.00 | +1,683 | 3,608 | +87% | $0 |
| D | 2022-02-28 | 2022-02-24 | RJF | Gates Anne | Dir | M - OptEx | $0.00 | -1,925 | 1,683 | -53% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-24 | M | A | 1,925 | $0.00 | 9,255 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F2) On September 21, 2021, the common stock of RJF split 3-for-2, resulting in the reporting person's ownership of additional shares of common stock. |
| 2 | Derivative | Restricted Stock Units | 2022-02-24 | A | A | 1,683 | $0.00 | 3,608 | D | — · — to — | 1,683 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F3) The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2023. |
| 3 | Derivative | Restricted Stock Units | 2022-02-24 | M | D | 1,925 | $0.00 | 1,683 | D | — · — to — | 1,925 Common Stock | (F5) The RSU grant was previously reported as covering 1,283 shares awarded on February 18, 2021, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021. (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F4) The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. |