Form 4 for WLY JOHN WILEY & SONS, INC.
Accepted 2022-05-04 00:00:00 ET · period of report 2022-05-02 · accession 0001225208-22-006516 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-05-04 | 2022-05-02 | WLY | Caridi Christopher | SVP, Gbl Corp Ctrl | M - OptEx | $0.00 | +1,545 | 3,022 | +105% | $0 |
| D | 2022-05-04 | 2022-05-02 | WLY | Caridi Christopher | SVP, Gbl Corp Ctrl | F - Tax | $50.15 | -583 | 3,057 | -16% | -$29.2K |
| DM | 2022-05-04 | 2022-05-02 | WLY | Caridi Christopher | SVP, Gbl Corp Ctrl | M - OptEx | $0.00 | -1,545 | 6,086 | -20% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common | 2022-05-02 | M | A | 476 | $0.00 | 2,571 | D | — | — | |
| 2 | Common | Class A Common | 2022-05-02 | M | A | 289 | $0.00 | 3,640 | D | — | — | |
| 3 | Common | Class A Common | 2022-05-02 | M | A | 329 | $0.00 | 3,351 | D | — | — | |
| 4 | Common | Class A Common | 2022-05-02 | M | A | 451 | $0.00 | 3,022 | D | — | — | |
| 5 | Common | Class A Common | 2022-05-02 | F | D | 583 | $50.15 | 3,057 | D | — | — | (F1) Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units. |
| 6 | Derivative | Restricted Stock Units | 2022-05-02 | M | D | 476 | $0.00 | 5,610 | D | $0.00 · — to — | 476 Class A Common | (F3) 4/30/22 Vesting date was on a Saturday, therefore, transaction was processed on Monday (5/2/2022). (F2) Restricted stock units convert into Class A common stock on a one-for-one basis. (F7) On October 26, 2020, the reporting person was granted 1428 restricted stock units to vest in three equal installments on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant. |
| 7 | Derivative | Restricted Stock Units | 2022-05-02 | M | D | 329 | $0.00 | 6,537 | D | $0.00 · — to — | 329 Class A Common | (F3) 4/30/22 Vesting date was on a Saturday, therefore, transaction was processed on Monday (5/2/2022). (F2) Restricted stock units convert into Class A common stock on a one-for-one basis. (F5) On June 24, 2021, the reporting person was granted 1,316 restricted stock units to vests in four equal annual installments, beginning on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant. |
| 8 | Derivative | Restricted Stock Units | 2022-05-02 | M | D | 289 | $0.00 | 6,866 | D | $0.00 · — to — | 289 Class A Common | (F3) 4/30/22 Vesting date was on a Saturday, therefore, transaction was processed on Monday (5/2/2022). (F2) Restricted stock units convert into Class A common stock on a one-for-one basis. (F4) On October 26, 2020, the reporting person was granted 577 restricted stock units to vest in two equal installments on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant. |
| 9 | Derivative | Restricted Stock Units | 2022-05-02 | M | D | 451 | $0.00 | 6,086 | D | $0.00 · — to — | 451 Class A Common | (F3) 4/30/22 Vesting date was on a Saturday, therefore, transaction was processed on Monday (5/2/2022). (F2) Restricted stock units convert into Class A common stock on a one-for-one basis. (F6) On October 26, 2020, the reporting person was granted 1803 restricted stock units to vest in four equal installments on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant. |