Form 4 for CARR Carrier Global
Accepted 2022-06-16 00:00:00 ET · period of report 2022-06-14 · accession 0001225208-22-008163 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-06-16 | 2022-06-14 | CARR | Nelson Christopher John | Pres, HVAC | M - OptEx | $0.00 | +74.5K | 108.2K | +221% | $0 |
| D | 2022-06-16 | 2022-06-14 | CARR | Nelson Christopher John | Pres, HVAC | F - Tax | $35.94 | -33.3K | 74.9K | -31% | -$1.20M |
| D | 2022-06-16 | 2022-06-14 | CARR | Nelson Christopher John | Pres, HVAC | M - OptEx | $0.00 | -74.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-14 | M | A | 74,489 | $0.00 | 108,193 | D | — | — | (F1) Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. |
| 2 | Common | Common Stock | 2022-06-14 | F | D | 33,297 | $35.94 | 74,896 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit RSU | 2022-06-14 | M | D | 74,489 | $0.00 | 0 | D | — · 2022-06-14 to — | 74,489 Common Stock | (F1) Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. |