Form 4 for WTS WATTS WATER TECHNOLOGIES INC
Accepted 2022-07-12 00:00:00 ET · period of report 2022-07-11 · accession 0001225208-22-008771 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2022-07-12 | 2022-07-11 | WTS | HORNE TIMOTHY P | 10% | C - Cnv Deriv | $0.00 | +16.0K | 16.0K | New | $0 |
| DI | 2022-07-12 | 2022-07-11 | WTS | HORNE TIMOTHY P | 10% | C - Cnv Deriv | $0.00 | -16.0K | 4.99M | -0.3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-07-11 | C | A | 16,000 | $0.00 | 16,000 | I By Trust | — | — | (F1) Shares of Class B Common Stock are convertible into shares of Class A Common Stock on a 1-for-1 basis. (F2) On November 2, 2021, the Reporting Person resigned as co-trustee of a trust for the benefit of Tara V. Horne, the Reporting Person's daughter. The Reporting Person ceased to beneficially own any shares held by this trust as of such date and any such shares are not included in this total. (F3) The shares are held in a trust for the benefit of Tiffany Horne Noonan. The Reporting Person serves as co-trustee of this trust. |
| 2 | Derivative | Class B Common Stock | 2022-07-11 | C | D | 16,000 | $0.00 | 4,988,290 | I By Trust | — · — to — | 16,000 Class A Common Stock | (F2) On November 2, 2021, the Reporting Person resigned as co-trustee of a trust for the benefit of Tara V. Horne, the Reporting Person's daughter. The Reporting Person ceased to beneficially own any shares held by this trust as of such date and any such shares are not included in this total. (F5) Consists of the following shares of Class B Common Stock which are subject to The Amended and Restated George B. Horne Voting Trust Agreement - 1997 for which the Reporting Person serves as trustee: (i) 1,666,970 shares held in a trust for the benefit of Daniel W. Horne, (ii) 1,666,970 shares held in a trust for the benefit of Deborah Horne, (iii) 1,495,010 shares held in a trust for the benefit of Peter W. Horne, (iv) 22,600 shares held in a trust for the benefit of Tiffany Horne Noonan, (v) 113,924 shares held in a trust for the benefit of Tiffany Horne Noonan, (vi) 4,000 shares held in a trust for the benefit of Tiffany Horne Noonan, (vii) 6,447 shares held in a trust for the benefit of Kiera R. Noonan, (viii) 6,447 shares held in a trust for the benefit of Tessa R. Noonan, and (ix) 5,922 shares held in a trust for the benefit of Liv R. Noonan. (F1) Shares of Class B Common Stock are convertible into shares of Class A Common Stock on a 1-for-1 basis. (F4) All shares of Class B Common Stock were convertible into Class A Common Stock upon issuance and do not have an expiration date. |