Form 4 for UPS United Parcel Service
Accepted 2022-08-03 00:00:00 ET · period of report 2022-08-01 · accession 0001225208-22-009253 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-08-03 | 2022-08-02 | UPS | WARREN KEVIN M | CMO | F - Tax | $194.00 | -2,539 | 23.6K | -10% | -$492.6K |
| DM | 2022-08-03 | 2022-08-02 | UPS | WARREN KEVIN M | CMO | S - Sale+OE | $193.31 | -23.4K | 0 | -100% | -$4.52M |
| DM | 2022-08-03 | 2022-08-02 | UPS | WARREN KEVIN M | CMO | M - OptEx | $108.76 | +12.8K | 26.1K | +96% | +$1.39M |
| DM | 2022-08-03 | 2022-08-01 | UPS | WARREN KEVIN M | CMO | J - Other | $0.00 | 0 | 13.3K | New | $0 |
| DM | 2022-08-03 | 2022-08-02 | UPS | WARREN KEVIN M | CMO | M - OptEx | $0.00 | -12.8K | 4,394 | -74% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-08-02 | F | D | 2,539 | $194.00 | 23,551.36 | D | — | — | (F2) Includes 282.2573 shares in the reporting person's 401(k) account. |
| 2 | Common | Class A Common Stock | 2022-08-02 | S | D | 10,266 | $194.81 | 13,285.36 | D | — | — | (F2) Includes 282.2573 shares in the reporting person's 401(k) account. |
| 3 | Common | Class B Common Stock | 2022-08-02 | S | D | 13,100 | $192.14 | 0 | D | — | — | (F3) The price shown is the weighted average price at which shares were sold in multiple sales transactions made pursuant to a single market order. The range of prices for the transactions made was $192.07 to $192.38. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. |
| 4 | Common | Class A Common Stock | 2022-08-02 | M | A | 6,589 | $111.80 | 19,874.36 | D | — | — | (F2) Includes 282.2573 shares in the reporting person's 401(k) account. |
| 5 | Common | Class B Common Stock | 2022-08-01 | J | A | 13,100 | $0.00 | 13,100 | D | — | — | |
| 6 | Common | Class A Common Stock | 2022-08-01 | J | D | 13,100 | $0.00 | 13,285.36 | D | — | — | (F2) Includes 282.2573 shares in the reporting person's 401(k) account. |
| 7 | Common | Class A Common Stock | 2022-08-02 | M | A | 6,216 | $105.54 | 26,090.36 | D | — | — | (F2) Includes 282.2573 shares in the reporting person's 401(k) account. |
| 8 | Derivative | Option to Purchase Class A Common | 2022-08-02 | M | D | 6,216 | $0.00 | 9,325 | D | $105.54 · — to 2030-02-12 | 6,216 Class A Common Stock | (F4) Option to purchase 15,541 shares granted on February 12, 2020 vests 20% annually beginning on February 12, 2021. |
| 9 | Derivative | Option to Purchase Class A Common | 2022-08-02 | M | D | 6,589 | $0.00 | 4,394 | D | $111.80 · — to 2029-02-14 | 6,589 Class A Common Stock | (F5) Option to purchase 10,983 shares granted on February 14, 2019 vests 20% annually beginning on February 14, 2020. |