Form 4 for RCKY ROCKY BRANDS, INC.
Accepted 2022-08-16 00:00:00 ET · period of report 2022-08-15 · accession 0001225208-22-009605 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-08-16 | 2022-08-15 | RCKY | Robertson Thomas D. | EVP, CFO, Treas | M - OptEx | $10.38 | +4,700 | 12.8K | +58% | +$48.8K |
| DM | 2022-08-16 | 2022-08-15 | RCKY | Robertson Thomas D. | EVP, CFO, Treas | M - OptEx | $0.00 | -4,700 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, without par value | 2022-08-15 | M | A | 4,600 | $10.35 | 12,650 | D | — | — | |
| 2 | Common | Common Stock, without par value | 2022-08-15 | M | A | 100 | $11.55 | 12,750 | D | — | — | |
| 3 | Derivative | Stock Option (right to buy) | 2022-08-15 | M | D | 100 | $0.00 | 0 | D | $11.55 · — to 2027-01-03 | 100 Common Stock, without par value | (F1) Option vests 20% per year beginning on the first anniversary of the date of grant. |
| 4 | Derivative | Stock Option (right to buy) | 2022-08-15 | M | D | 4,600 | $0.00 | 0 | D | $10.35 · — to 2027-03-09 | 4,600 Common Stock, without par value | (F1) Option vests 20% per year beginning on the first anniversary of the date of grant. |