Form 4 for BR Broadridge Financial Solutions
Accepted 2022-08-17 00:00:00 ET · period of report 2022-08-16 · accession 0001225208-22-009615 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-08-17 | 2022-08-16 | BR | Gumbs Keir D | CLO, CVP | M - OptEx | $0.00 | +12.2K | 16.4K | +290% | $0 |
| D | 2022-08-17 | 2022-08-16 | BR | Gumbs Keir D | CLO, CVP | F - Tax | $177.32 | -5,867 | 10.6K | -36% | -$1.04M |
| D | 2022-08-17 | 2022-08-16 | BR | Gumbs Keir D | CLO, CVP | M - OptEx | $0.00 | -12.2K | 4,848 | -72% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-16 | M | A | 12,209 | $0.00 | 16,419.22 | D | — | — | (F1) Each Restricted Stock Unit represented one share of Broadridge common stock and on August 16, 2022 12,209 Restricted Stock Units vested and converted into an equal number of shares of common stock. |
| 2 | Common | Common Stock | 2022-08-16 | F | D | 5,867 | $177.32 | 10,552.22 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2022-08-16 | M | D | 12,209 | $0.00 | 4,848 | D | $0.00 · — to — | 12,209 Common Stock | (F1) Each Restricted Stock Unit represented one share of Broadridge common stock and on August 16, 2022 12,209 Restricted Stock Units vested and converted into an equal number of shares of common stock. |