Form 4 for NIXX Nixxy, Inc.
Accepted 2022-09-01 00:00:00 ET · period of report 2021-02-10 · accession 0001225208-22-009936 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-09-01 | 2021-07-02 | NIXX | HEATH ROBERT H | Dir | P - Purchase | $4.99 | +8,000 | 8,000 | New | +$39.9K |
| DM | 2022-09-01 | 2021-02-10+ | NIXX | HEATH ROBERT H | Dir | A - Grant | $0.00 | +80.0K | 20.0K | New | $0 |
| D | 2022-09-01 | 2021-07-02 | NIXX | HEATH ROBERT H | Dir | P - Purchase | $0.01 | +8,000 | 8,000 | New | +$80 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $.0001 par value | 2021-07-02 | P | A | 8,000 | $4.99 | 8,000 | D | — | — | (F1) The reporting person bought 8,000 units sold in the Company's underwritten public offering, each unit consisting of one share of Common Stock and one warrant to purchase one share of Common Stock. The units were not certificated or issued in stand-alone form. The shares of the Common Stock and the Warrants comprising the units were issued separately and are tradeable separately. |
| 2 | Derivative | Stock Option (Right to Buy) | 2022-08-30 | A | A | 45,000 | $0.00 | 45,000 | D | $1.31 · 2022-08-30 to 2027-08-30 | 45,000 Common Stock, $.0001 par value | |
| 3 | Derivative | Stock Option (Right to Buy) | 2022-01-20 | A | A | 15,000 | $0.00 | 15,000 | D | $2.40 · — to 2027-01-20 | 15,000 Common Stock, $.0001 par value | (F3) Options shall vest quarterly over one year, with the first tranche vesting on April 20, 2022 and the last tranche vesting on January 20, 2023. |
| 4 | Derivative | Warrants to Purchase Common Stock | 2021-07-02 | P | A | 8,000 | $0.01 | 8,000 | D | $5.50 · 2021-07-02 to 2026-07-02 | 8,000 Common Stock, $.0001 par value | (F1) The reporting person bought 8,000 units sold in the Company's underwritten public offering, each unit consisting of one share of Common Stock and one warrant to purchase one share of Common Stock. The units were not certificated or issued in stand-alone form. The shares of the Common Stock and the Warrants comprising the units were issued separately and are tradeable separately. |
| 5 | Derivative | Stock Option (Right to Buy) | 2021-02-10 | A | A | 20,000 | $0.00 | 20,000 | D | $6.75 · — to 2026-02-10 | 20,000 Common Stock, $.0001 par value | (F2) Option vests quarterly over three years, with the first tranche vesting on May 10, 2021 and the last tranche vesting on February 10, 2024. |