Form 4 for DBI Designer Brands Inc.
Accepted 2022-09-12 00:00:00 ET · period of report 2022-09-08 · accession 0001225208-22-010241 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-09-12 | 2022-09-08 | DBI | SCHOTTENSTEIN JAY L | Executive COB, Dir, 10% | M - OptEx | $0.00 | +105.0K | 859.0K | +14% | $0 |
| D | 2022-09-12 | 2022-09-08 | DBI | SCHOTTENSTEIN JAY L | Executive COB, Dir, 10% | F - Tax | $16.75 | -42.4K | 816.7K | -5% | -$709.4K |
| DM | 2022-09-12 | 2022-09-08 | DBI | SCHOTTENSTEIN JAY L | Executive COB, Dir, 10% | M - OptEx | $0.00 | -105.0K | 208.3K | -34% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Shares | 2022-09-08 | M | A | 104,963 | $0.00 | 859,016 | D | — | — | |
| 2 | Common | Class A Common Shares | 2022-09-08 | F | D | 42,350 | $16.75 | 816,666 | D | — | — | |
| 3 | Derivative | Dividend Equivalent Rights | 2022-09-08 | M | D | 796 | $0.00 | 11,183 | D | — · — to — | 796 Class A Common Shares | (F1) The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock. |
| 4 | Derivative | Restricted Stock Unit | 2022-09-08 | M | D | 104,167 | $0.00 | 208,334 | D | — · — to 2023-09-08 | 104,167 Class A Common Shares | (F2) Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock. (F3) Restricted stock units vest 25% on the first and second anniversaries of the date of grant and 50% on the third anniversary of the date of grant. |